DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• A•••••••
Legal name W•••• F•••••••• A••••••• G••••• L••
Latest filing Mar 11, 2026
First filing on the tape Mar 22, 2021 · 15 filings
SEC status approved since Apr 21, 2021
RAUM
$281M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$281M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$40.1M
derived; firm RAUM over IAPD count
Employees
15
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$281M as of Mar 11, 2026
Jan 25, 2022$145M then
HNW client RAUM$164M as of Mar 11, 2026
Jan 25, 2022$72.0M then
State-registered IARs (5.B.3)6 as of Mar 11, 2026
Jan 25, 20226 then
Employees (5.A)15 as of Mar 11, 2026
Jan 25, 202210 then
Private funds: no history
RAUM +21% over the last fiscal year+26% a year over threeIARs 6 to 6offices 2 to 1
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $40.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $221,758derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $34.4M, 129 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$164M58%
- Individuals$117M42%
- Individual clients
- 394reported
- HNW clients
- 57reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,266reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $34.4M for 129 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• E••••• W•••••Certified Financial Planner | Charlotte, Nc | Mar 21, 2011 | 26 y | 3 |
| H••••• G•••••• G••••••• | Charlotte, Nc | Jan 1, 2013 | 37 y | 2 |
| J•••••• R•••• C••••• | Charlotte, Nc | Jan 26, 2016 | 15 y | 3 |
| R•••• L•• U••••••••Chartered Financial Analyst | Charlotte, Nc | Jan 31, 2024 | 40 y | 0 |
| J••• P•••••• L•••• | Westminster, Co | Jun 16, 2025 | 20 y | 5 |
| A••••• M•••••• P•••• | Charlotte, Nc | Mar 6, 2026 | 13 y | 1 |
| M••••• T••••• | Charlotte, Nc | May 5, 2026 | 22 y | 1 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount2 left over 36 months
Left, latest
- T••••• W•••••• H•••••••• to T••••• A••••••• S•••••••• I•••Mar 6, 2026 · RIA to affiliated broker-dealer or bank
- S•••••• G•••••• D•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 8, 2024 · RIA to wirehouse
- C••• E•••••••• L•••••• to P••• A••••• S••••••••• L••Jan 6, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- M••••• T••••• from M••••• S••••••May 5, 2026 · Wirehouse to independent RIA
- A••••• M•••••• P•••• from E•••••••• A•••••••• L••Mar 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- T••••• W•••••• H•••••••• from L•• F•••••••• L••Jul 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- J••• P•••••• L•••• from L•••• F•••••••• G••••Jun 16, 2025 · Other
- C••• E•••••••• L•••••• from E•••••• C•••••• M••••••••• L••Nov 18, 2021 · Other
- S•••••• G•••••• D•••••• from W•••• F•••• A•••••••Dec 10, 2020 · Wirehouse to independent RIA
- J•••••• R•••• C••••• from P•••••••• S••••••••• I•••Jan 26, 2016 · Other
- H••••• G•••••• G••••••• from W•••• F•••• A•••••••Jan 1, 2013 · Wirehouse to independent RIA
- G••• E••••• W••••• from S••••• F•••••••• G•••• I••Mar 21, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••• G•••• E••••• · Chief Compliance Officercontrolsince 01/2011 · owns 75% or more
Related persons
Schedule D 7.A
- W•••• F•••••••• I•••••••• S••••••• L••real estaten
- W•••• T•• A•••••••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc · principal | 7 | 2 | 1 | ||
| Memphis, Tn | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Southfield, MI1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,370 to 1,266Feb 26, 2025 to Mar 11, 2026
- Advisory employees · 11 to 7Feb 26, 2025 to Mar 11, 2026
- HNW clients · 55 to 57Feb 26, 2025 to Mar 11, 2026
- Individual clients · 411 to 394Feb 26, 2025 to Mar 11, 2026
- Assets in custody · $28.7M to $34.4MFeb 26, 2025 to Mar 11, 2026
- Other offices · 2 to 1Feb 26, 2025 to Mar 11, 2026
- Discretionary RAUM · $233M to $281MFeb 26, 2025 to Mar 11, 2026
- HNW RAUM · $135M to $164MFeb 26, 2025 to Mar 11, 2026
- Individual RAUM · $97.6M to $117MFeb 26, 2025 to Mar 11, 2026
- RAUM · $233M to $281MFeb 26, 2025 to Mar 11, 2026
- Accounts · 1,210 to 1,370Aug 20, 2024 to Feb 26, 2025
- HNW clients · 42 to 55Aug 20, 2024 to Feb 26, 2025
- Individual clients · 368 to 411Aug 20, 2024 to Feb 26, 2025
- Pension plan clients · 10.0 to unsetAug 20, 2024 to Feb 26, 2025
- Assets in custody · unset to 28700835.0Aug 20, 2024 to Feb 26, 2025
- Custody of client assets · false to trueAug 20, 2024 to Feb 26, 2025
- Financial planning clients · 251-500 to 251-500Aug 20, 2024 to Feb 26, 2025
- State-registered IARs · 5 to 6Aug 20, 2024 to Feb 26, 2025
- Discretionary RAUM · $179M to $233MAug 20, 2024 to Feb 26, 2025
- HNW RAUM · $18.5M to $135MAug 20, 2024 to Feb 26, 2025
- Individual RAUM · $155M to $97.6MAug 20, 2024 to Feb 26, 2025
- Pension RAUM · 5762850.0 to unsetAug 20, 2024 to Feb 26, 2025
- RAUM · $179M to $233MAug 20, 2024 to Feb 26, 2025
- Other offices · 1 to 2Apr 9, 2024 to Aug 15, 2024
- Accounts · 1,080 to 1,210Sep 6, 2023 to Feb 22, 2024
- Advisory employees · 9 to 11Sep 6, 2023 to Feb 22, 2024
- HNW clients · 21 to 42Sep 6, 2023 to Feb 22, 2024
- Individual clients · 549 to 368Sep 6, 2023 to Feb 22, 2024
- Pension plan clients · unset to 10.0Sep 6, 2023 to Feb 22, 2024
- Employees · 13 to 15Sep 6, 2023 to Feb 22, 2024
- Other offices · 3 to 1Sep 6, 2023 to Feb 22, 2024
- Discretionary RAUM · $139M to $179MSep 6, 2023 to Feb 22, 2024
- HNW RAUM · $45.2M to $18.5MSep 6, 2023 to Feb 22, 2024
- Individual RAUM · $93.9M to $155MSep 6, 2023 to Feb 22, 2024
- Pension RAUM · unset to 5762850.0Sep 6, 2023 to Feb 22, 2024
- RAUM · $139M to $179MSep 6, 2023 to Feb 22, 2024
- Related insurance company · false to trueSep 6, 2023 to Feb 22, 2024
- Accounts · 1,145 to 1,080Jul 1, 2022 to Mar 2, 2023
- Advisory employees · 7 to 9Jul 1, 2022 to Mar 2, 2023
- Advisory activities · 4 to 3Jul 1, 2022 to Mar 2, 2023
Signals
4 dated events
- T••••• W•••••• H•••••••• left W•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2026-03-19)Mar 6, 2026 · Advisor changed firm · fact
- S•••••• G•••••• D•••••• left W•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-08-20)Mar 8, 2024 · Advisor changed firm · fact
- C••• E•••••••• L•••••• left W•••• A••••••• for P••• A••••• S••••••••• L•• (registered 2023-03-02)Jan 6, 2023 · Advisor changed firm · fact
- W•••• A••••••• filed its initial SEC registration (Form ADV)Mar 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 704-731-0119reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 704-731-0121reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••://COACHNETW••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 704-731-0121reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- coachnetworth.com/contact.phpreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- coachnetworth.com/team.phpreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026