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Registered advisor
P•••• M••••••• H••••
Feed of 09/14/2026
Also filed as P•••• M. H••••
At current firm
3 y
since Sep 1, 2023
In the industry
26 y
since Jul 31, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Frontenac, Ks
- S•••••••• F••••••••• I••• formerOct 31, 2008 to Sep 1, 2023 · Frontenac, Ks
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedFeb 2, 2005 to Oct 31, 2008 · Houston, Tx
- H•••••••• F•••••••• A••••••• G••••• I••• unclassifiedAug 11, 2004 to Oct 26, 2004 · Pittsburg, Ks
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- A••••••• G•••••• S••••••••• I••••••••• to S•••••••• F••••••••• I•••left Oct 31, 2008, registered Oct 31, 2008 (0 days) · corporate re-registration, not a move
- H•••••••• F•••••••• A••••••• G••••• I••• to A••••••• G•••••• S••••••••• I•••••••••left Oct 26, 2004, registered Feb 2, 2005 (99 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address