DFX Intelligence
RIA Intelligence
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Registered advisor
F•••• J••••• F•••••••
Feed of 09/14/2026
At current firm
1 y
since Aug 18, 2025
In the industry
26 y
since Jun 8, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Aug 18, 2025 · Melville, Ny
- L•• F•••••••• L•• BD affiliatedMay 31, 2019 to Aug 20, 2025 · Melville, Ny
- C•••••• G•••• • C• I•• formerMar 30, 2010 to Jun 4, 2019 · Syracuse, Ny
- G•••••••• F••••••••• I•• unclassifiedJun 4, 2009 to Mar 29, 2010 · Tampa, Fl
- E•••••••• A•••••••• L•• national BDSep 22, 2006 to Jun 8, 2009 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to O•••• W•••••• I•••left Aug 20, 2025, registered Aug 18, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jun 4, 2019, registered May 31, 2019 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- G•••••••• F••••••••• I•• to C•••••• G•••• • C• I••left Mar 29, 2010, registered Mar 30, 2010 (1 days) · Other
- E•••••••• A•••••••• L•• to G•••••••• F••••••••• I••left Jun 8, 2009, registered Jun 4, 2009 (-4 days) · Other
Signals
- F•••• J••••• F••••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2025-08-18)Aug 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address