DFX Intelligence
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Registered advisor
M••• T••••• W•••••
Feed of 09/15/2026
Also filed as M••• T• W••••••••• W••••••••• T• W••••••••• T• W••••••••• T• W•••••
At current firm
1 y
since May 15, 2025
In the industry
20 y
since Jun 23, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Bermuda Run, Nc
- C••• F•••••••• S•••••••• L••• formerJul 24, 2018 to May 15, 2025 · Bermuda Run, Nc
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jul 25, 2018 · Winston Salem, Nc
- M•• F•••••••• S•••••••• I••• formerJun 5, 2015 to Mar 25, 2017 · Greensboro, Nc
- L•• F•••••••• L•• BD affiliatedNov 23, 2010 to Jun 5, 2015 · Winston-Salem, Nc
- E••••• J•••• national BDFeb 27, 2007 to Nov 26, 2010 · Winston Salem, Nc
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to C••• F•••••••• S•••••••• L•••left Jul 25, 2018, registered Jul 24, 2018 (-1 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jun 5, 2015, registered Jun 5, 2015 (0 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Nov 26, 2010, registered Nov 23, 2010 (-3 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address