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Registered advisor
M•••••• L•••• S••••••
Feed of 09/14/2026
Also filed as Mike S••••••
At current firm
7 y
since Aug 21, 2019
In the industry
25 y
since Jun 26, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••••• P•••••••• L•• institutional currentsince Aug 21, 2019 · Wexford, Pa
- A••••• M••••••••• P•••••••• I••• formerJun 3, 2011 to Apr 9, 2020 · Valencia, Pa
Moves
a registration end followed by a registration begin elsewhere
- A••••• M••••••••• P•••••••• I••• to G••••••• P•••••••• L••left Apr 9, 2020, registered Aug 21, 2019 (-232 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address