DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• P•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Apr 20, 2020 · 10 filings
SEC status approved since May 26, 2020
RAUM
$286M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
4.3%
$12.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$143M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$286M as of Mar 24, 2026
Mar 26, 2021$127M then
HNW client RAUM$12.3M as of Mar 24, 2026
Mar 26, 2021$21.9M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Mar 26, 20212 then
Employees (5.A)2 as of Mar 24, 2026
Mar 26, 20212 then
Private funds: no history
RAUM +16% over the last fiscal year+19% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $143MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $286,091derivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 87%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$173M67%
- State and municipal entities$55.5M21%
- Charitable organizations$18.6M7.2%
- High-net-worth individuals$12.3M4.7%
- Individual clients
- n/areported
- HNW clients
- 43reported
- Pension plan clients
- 10reported
- Charitable clients
- 3reported
- Accounts
- 75reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.04 fund_share=0.0 institutional_share=0.87 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• M•••••• K•••• | Wexford, Pa | Aug 21, 2019 | 23 y | 5 |
| M•••••• L•••• S•••••• | Wexford, Pa | Aug 21, 2019 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• M•••••• K•••• from A••••• M••••••••• P•••••••• I•••Aug 21, 2019 · Other
- M•••••• L•••• S•••••• from A••••• M••••••••• P•••••••• I•••Aug 21, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••• M••••••••• P•••••••• I•••Apr 9, 2020 · Valencia, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• D••••• M•••••• · Managing Partner, Chief Investment Officercontrolsince 04/2019 · owns 50% to 75%
- S••••••• M••••••• L•••• · Managing Partner And Chief Compliance Officercontrolsince 04/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wexford, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 73 to 75Mar 25, 2025 to Mar 24, 2026
- Charity clients · unset to 3.0Mar 25, 2025 to Mar 24, 2026
- HNW clients · 44 to 43Mar 25, 2025 to Mar 24, 2026
- Pension plan clients · 12 to 10Mar 25, 2025 to Mar 24, 2026
- Discretionary RAUM · $246M to $286MMar 25, 2025 to Mar 24, 2026
- HNW RAUM · $13.1M to $12.3MMar 25, 2025 to Mar 24, 2026
- Pension RAUM · $143M to $173MMar 25, 2025 to Mar 24, 2026
- RAUM · $246M to $286MMar 25, 2025 to Mar 24, 2026
- HNW clients · 18 to 44Mar 7, 2024 to Mar 25, 2025
- Pension plan clients · 9 to 12Mar 7, 2024 to Mar 25, 2025
- Financial planning clients · 0 to Mar 7, 2024 to Mar 25, 2025
- Discretionary RAUM · $224M to $246MMar 7, 2024 to Mar 25, 2025
- HNW RAUM · $14.9M to $13.1MMar 7, 2024 to Mar 25, 2025
- Pension RAUM · $130M to $143MMar 7, 2024 to Mar 25, 2025
- RAUM · $224M to $246MMar 7, 2024 to Mar 25, 2025
- Accounts · 70 to 73Mar 31, 2023 to Mar 7, 2024
- Pension plan clients · 8 to 9Mar 31, 2023 to Mar 7, 2024
- Discretionary RAUM · $168M to $224MMar 31, 2023 to Mar 7, 2024
- HNW RAUM · $13.6M to $14.9MMar 31, 2023 to Mar 7, 2024
- Pension RAUM · $86.1M to $130MMar 31, 2023 to Mar 7, 2024
- RAUM · $168M to $224MMar 31, 2023 to Mar 7, 2024
- Accounts · 66 to 70Mar 29, 2022 to Mar 31, 2023
- Pension plan clients · 7 to 8Mar 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $148M to $168MMar 29, 2022 to Mar 31, 2023
- HNW RAUM · $17.8M to $13.6MMar 29, 2022 to Mar 31, 2023
- Pension RAUM · $79.4M to $86.1MMar 29, 2022 to Mar 31, 2023
- RAUM · $148M to $168MMar 29, 2022 to Mar 31, 2023
- Accounts · 64 to 66Mar 26, 2021 to Mar 28, 2022
- Pension plan clients · 6 to 7Mar 26, 2021 to Mar 28, 2022
- Discretionary RAUM · $127M to $148MMar 26, 2021 to Mar 28, 2022
- HNW RAUM · $21.9M to $17.8MMar 26, 2021 to Mar 28, 2022
- Pension RAUM · $74.9M to $79.4MMar 26, 2021 to Mar 28, 2022
- RAUM · $127M to $148MMar 26, 2021 to Mar 28, 2022
- Accounts · 37 to 64Jun 29, 2020 to Mar 26, 2021
- Discretionary RAUM · $104M to $127MJun 29, 2020 to Mar 26, 2021
- HNW RAUM · $19.4M to $21.9MJun 29, 2020 to Mar 26, 2021
- Pension RAUM · $58.2M to $74.9MJun 29, 2020 to Mar 26, 2021
- RAUM · $104M to $127MJun 29, 2020 to Mar 26, 2021
Signals
1 dated events
- G••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Apr 20, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gridiron-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 724-759-7848reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $143Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026