RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• J•• E•••••••
- A••••••••• R••••••••• i••••••••• wealth currentsince Jan 22, 2024 · Corona, Ca
- W••••••••• R••••••••• A••••••• institutionalDec 2, 2021 to Jul 31, 2023 · Aliso Viejo, Ca
- O••••••••• institutionalDec 3, 2018 to Jan 6, 2022 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedDec 7, 2015 to Dec 31, 2018 · Riverside, Ca
- I••••••••• F•••••••• P••••••• BD affiliatedAug 19, 2014 to Dec 31, 2018 · Tampa, Fl
- W••••••••• R••••••••• A••••••• to A••••••••• R•••••••••left Jul 31, 2023, registered Jan 22, 2024 (175 days) · Other · moved with a team
- O••••••••• to W••••••••• R••••••••• A•••••••left Jan 6, 2022, registered Dec 2, 2021 (-35 days) · Other · moved with a team
- I••••••••• F•••••••• P••••••• to L•• F•••••••• L••left Dec 31, 2018, registered Dec 7, 2015 (-1120 days) · Other · moved with a team
- L•• F•••••••• L•• to O•••••••••left Dec 31, 2018, registered Dec 3, 2018 (-28 days) · Other · moved with a team
- L•••• J•• E••••••• left W••••••••• R••••••••• A••••••• for A••••••••• R••••••••• (registered 2024-01-22)Jul 31, 2023 · Advisor changed firm · fact
- L•••• J•• E••••••• left Onedigital for W••••••••• R••••••••• A••••••• (registered 2021-12-02)Jan 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address