RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• W••••••
- I•••••• A•••••••• I••• asset manager currentsince Jun 30, 2023 · New York, Ny
- N••••• A•••• M••••••••• L•• mixed wealthDec 11, 2017 to Apr 13, 2023 · Chicago, Il
- C•••••• S••••• • C••• I••• national BDSep 11, 2008 to Nov 8, 2016 · San Francisco, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 1, 2000 to Feb 20, 2004 · Palo Alto, Ca
- N••••• A•••• M••••••••• L•• to I•••••• A•••••••• I•••left Apr 13, 2023, registered Jun 30, 2023 (78 days) · Other
- C•••••• S••••• • C••• I••• to N••••• A•••• M••••••••• L••left Nov 8, 2016, registered Dec 11, 2017 (398 days) · Other
- C•••••••• G••••• M•••••• I••• to C•••••• S••••• • C••• I•••left Feb 20, 2004, registered Sep 11, 2008 (1665 days) · Other
- J••••••• W•••••• left N••••• A•••• M••••••••• L•• for I•••••• A•••••••• I••• (registered 2023-06-30)Apr 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address