RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A••••• C•••••
- D•• F•••••••• S•••••••• I••• state registered currentsince Nov 17, 2022 · East Weymouth, Ma
- A••• C•••••• M••••••••• L•• unclassifiedApr 11, 2018 to Aug 11, 2022 · Hingham, Ma
- S••••••••• C•••••• P••••••• L•• formerSep 2, 2016 to Feb 2, 2018 · Norwood, Ma
- A••• C•••••• M••••••••• L•• unclassifiedJul 7, 2009 to Dec 31, 2016 · Hingham, Ma
- A••• C•••••• M••••••••• L•• to D•• F•••••••• S•••••••• I•••left Aug 11, 2022, registered Nov 17, 2022 (98 days) · Other
- S••••••••• C•••••• P••••••• L•• to A••• C•••••• M••••••••• L••left Feb 2, 2018, registered Apr 11, 2018 (68 days) · Other
- A••• C•••••• M••••••••• L•• to S••••••••• C•••••• P••••••• L••left Dec 31, 2016, registered Sep 2, 2016 (-120 days) · Other
- R•••••• A••••• C••••• left A••• C•••••• M••••••••• L•• for D•• F•••••••• S•••••••• I••• (registered 2022-11-17)Aug 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address