DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Shorepoint Capital Partners LLC

Former SEC-registered adviserNorwood, MassachusettsCRD 152087SEC 801-70760websiteIAPD
Latest filing Mar 5, 2025
First filing on the tape Mar 28, 2012 · 29 filings
SEC status approved since Nov 5, 2009
RAUM
$800M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
92%
$734M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$800M as of Mar 5, 2025
Mar 28, 2012$95.7M then
HNW client RAUM$421M as of Mar 5, 2025
Feb 22, 2018$214M then
State-registered IARs (5.B.3)5 as of Mar 5, 2025
Mar 28, 20132 then
Employees (5.A)10 as of Mar 5, 2025
Mar 28, 20134 then
Private funds: no history
RAUM +8.7% over the last fiscal year+19% a year over threeIARs 7 to 5
Practice profile
derived from the filing of Mar 5, 2025; every figure names its basis
RAUM per advisor
$160MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
77derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$723,119derivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
4.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.7%derivedbetween the last two annual amendments
Advisor growth, one year
-29%derivedItem 5.B.3 between annual amendments
Client growth, one year
+2.7%derived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$421M53%
  • Individuals$314M39%
  • Pooled investment vehicles$32.1M4.0%
  • Pension and profit-sharing plans$29.8M3.7%
  • Charitable organizations$4.2M0.5%
Individual clients
208reported
HNW clients
175reported
Pension plan clients
12reported
Charitable clients
2reported
Accounts
1,107reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 days5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Manuel Luis Raposo · Managing Member, Chief Compliance Officercontrol
      since 10/2009 · owns 50% to 75%
    • George Timothy Vanech · Membercontrol
      since 10/2009 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Norwood, Ma · principal005
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,251 to 1,107
      Jan 27, 2025 to Mar 5, 2025
    • Advisory employees · 7 to 5
      Jan 27, 2025 to Mar 5, 2025
    • HNW clients · 165 to 175
      Jan 27, 2025 to Mar 5, 2025
    • Pooled vehicle clients · 1 to 2
      Jan 27, 2025 to Mar 5, 2025
    • Financial planning clients · 1-10 to 1-10
      Jan 27, 2025 to Mar 5, 2025
    • State-registered IARs · 7 to 5
      Jan 27, 2025 to Mar 5, 2025
    • Discretionary RAUM · $674M to $734M
      Jan 27, 2025 to Mar 5, 2025
    • HNW RAUM · $377M to $421M
      Jan 27, 2025 to Mar 5, 2025
    • Individual RAUM · $308M to $314M
      Jan 27, 2025 to Mar 5, 2025
    • Non-discretionary RAUM · $61.7M to $66.9M
      Jan 27, 2025 to Mar 5, 2025
    • Pension RAUM · $25.7M to $29.8M
      Jan 27, 2025 to Mar 5, 2025
    • Pooled vehicle RAUM · $20.7M to $32.1M
      Jan 27, 2025 to Mar 5, 2025
    • RAUM · $736M to $800M
      Jan 27, 2025 to Mar 5, 2025
    • Accounts · 1,099 to 1,251
      Mar 14, 2023 to Feb 28, 2024
    • Advisory employees · 6 to 7
      Mar 14, 2023 to Feb 28, 2024
    • HNW clients · 133 to 165
      Mar 14, 2023 to Feb 28, 2024
    • Individual clients · 233 to 208
      Mar 14, 2023 to Feb 28, 2024
    • Pension plan clients · 13 to 12
      Mar 14, 2023 to Feb 28, 2024
    • Employees · 9 to 10
      Mar 14, 2023 to Feb 28, 2024
    • State-registered IARs · 6 to 7
      Mar 14, 2023 to Feb 28, 2024
    • Discretionary RAUM · $591M to $674M
      Mar 14, 2023 to Feb 28, 2024
    • HNW RAUM · $290M to $377M
      Mar 14, 2023 to Feb 28, 2024
    • Individual RAUM · $277M to $308M
      Mar 14, 2023 to Feb 28, 2024
    • Non-discretionary RAUM · $27.1M to $61.7M
      Mar 14, 2023 to Feb 28, 2024
    • Pension RAUM · $27.1M to $25.7M
      Mar 14, 2023 to Feb 28, 2024
    • Pooled vehicle RAUM · $20.1M to $20.7M
      Mar 14, 2023 to Feb 28, 2024
    • RAUM · $618M to $736M
      Mar 14, 2023 to Feb 28, 2024
    • Accounts · 922 to 1,099
      Dec 14, 2022 to Mar 14, 2023
    • Advisory employees · 4 to 6
      Dec 14, 2022 to Mar 14, 2023
    • Charity clients · 1 to 2
      Dec 14, 2022 to Mar 14, 2023
    • Corporate clients · 1.0 to unset
      Dec 14, 2022 to Mar 14, 2023
    • HNW clients · 142 to 133
      Dec 14, 2022 to Mar 14, 2023
    • Individual clients · 114 to 233
      Dec 14, 2022 to Mar 14, 2023
    • Pension plan clients · 15 to 13
      Dec 14, 2022 to Mar 14, 2023
    • Employees · 7 to 9
      Dec 14, 2022 to Mar 14, 2023
    • State-registered IARs · 4 to 6
      Dec 14, 2022 to Mar 14, 2023
    • Discretionary RAUM · $442M to $591M
      Dec 14, 2022 to Mar 14, 2023
    • HNW RAUM · $353M to $290M
      Dec 14, 2022 to Mar 14, 2023
    • Individual RAUM · $56.9M to $277M
      Dec 14, 2022 to Mar 14, 2023
    • Non-discretionary RAUM · $29.0M to $27.1M
      Dec 14, 2022 to Mar 14, 2023
    Signals
    9 dated events
    • Shorepoint Capital Partners Llc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $800.5M)
      Dec 20, 2025 · Left the SEC roster · derived
    • Christopher Roger Stuart left Shorepoint Capital Partners Llc for Allworth Financial, L.P. (registered 2025-11-13)
      Oct 30, 2025 · Advisor changed firm · fact
    • Luis M Raposo left Shorepoint Capital Partners Llc for Allworth Financial, L.P. (registered 2025-11-13)
      Oct 30, 2025 · Advisor changed firm · fact
    • Timothy George Vanech left Shorepoint Capital Partners Llc for Allworth Financial, L.P. (registered 2025-11-13)
      Oct 30, 2025 · Advisor changed firm · fact
    • Laura Lincoln Gustafson left Shorepoint Capital Partners Llc for Allworth Financial, L.P. (registered 2025-11-13)
      Oct 30, 2025 · Advisor changed firm · fact
    • Ashley R Lareau left Shorepoint Capital Partners Llc for Allworth Financial, L.P. (registered 2025-11-13)
      Oct 30, 2025 · Advisor changed firm · fact
    • Shorepoint Capital Partners LLC's advisors moved to Allworth Financial, L.P. (Norwood, MA): 5 of 5 registered, on the same day
      Oct 30, 2025 · Firm absorbed (people side) · derived
    • Shorepoint Capital Partners Llc reported RAUM $618.3M, up 31% from $471.0M (2022-12-14 to 2023-03-14)
      Mar 14, 2023 · RAUM change · derived
    • John Stephen Barrett left Shorepoint Capital Partners Llc for Arrowside Capital, Llc (registered 2025-07-10)
      Mar 5, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026