DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Alan Megica
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Richard Alan Megica
At current firm
9 y
since Mar 23, 2017
In the industry
26 y
since Aug 8, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Mather Group, LLC independent RIA currentsince Mar 23, 2017 · Chicago, Il
- Charles Schwab & Co., Inc. national BDJul 27, 2012 to Nov 17, 2016 · Reston, Va
- Strategic Advisers LLC national BDMay 5, 2011 to Jul 9, 2012 · Tysons Corner, Va
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to The Mather Group, LLCleft Nov 17, 2016, registered Mar 23, 2017 (126 days) · Other
- Strategic Advisers LLC to Charles Schwab & Co., Inc.left Jul 9, 2012, registered Jul 27, 2012 (18 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address