DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bny Mellon Advisors, Inc.
Latest filing May 28, 2026
First filing on the tape Dec 8, 2011 · 93 filings
SEC status approved since Jul 15, 1996
RAUM
$33B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
94%
$32B individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$2.2B
derived; firm RAUM over IAPD count
Employees
66
44 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
93 filings and snapshots on the tape
RAUM$33B as of May 28, 2026
Mar 30, 2012$8.1B then
HNW client RAUM$7.9B as of May 28, 2026
Mar 29, 2018$1.9B then
State-registered IARs (5.B.3)5 as of May 28, 2026
Mar 30, 20120 then
Employees (5.A)66 as of May 28, 2026
Mar 28, 201348 then
Private funds: no history
RAUM +40% over the last fiscal year+44% a year over threeIARs 8 to 5offices 3 to 4
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $2.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8,898derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $204,845derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.7derivedItem 5.A over advisors
- Advisors per office
- 2.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- -38%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $1.1BreportedItem 5.I
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$24B71%
- High-net-worth individuals$7.9B24%
- Charitable organizations$594M1.8%
- Corporations and businesses$452M1.4%
- Banks and thrifts$272M0.8%
- Other investment advisers$223M0.7%
- Pension and profit-sharing plans$161M0.5%
- State and municipal entities$528,3610.0%
- Individual clients
- 120,219reported
- HNW clients
- 4,358reported
- Pension plan clients
- 472reported
- Charitable clients
- 243reported
- Accounts
- 163,433reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $406M sponsored, $31B managedreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.94 fund_share=0.01 institutional_share=0.02 related_bd=true related_bank=true bd_reps=14.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Anthony Joseph Destro | New York, Ny | Jan 9, 2004 | 24 y | 0 |
| Brendan Oneill | New York, Ny | Mar 11, 2004 | 24 y | 2 |
| Christopher Steven Kravsow | New York, Ny | Sep 2, 2004 | 26 y | 0 |
| Teresa Byrne | New York, Ny | Jul 25, 2008 | 18 y | 0 |
| David Edward Wilson | New York, Ny | Dec 16, 2008 | 17 y | 0 |
| Summer J. Cavalier | New York, Ny | Jun 12, 2009 | 27 y | 1 |
| Preston Roy Caldwell | New York, Ny | Jul 28, 2009 | 17 y | 0 |
| Gregory J. Cesarano | New York, Ny | Sep 7, 2009 | 17 y | 0 |
| Rachel Sutter | New York, Ny | Dec 21, 2010 | 15 y | 0 |
| William Gerard Pierce | New York, Ny | Jan 31, 2012 | 22 y | 3 |
| Corbett William Lawrence | New York, Ny | Jul 28, 2015 | 17 y | 1 |
| Brian Anthony Ruane | Jersey City, Nj | Aug 4, 2016 | 19 y | 0 |
| Frank Anthony GermanaChartered Financial Analyst | New York, Ny | Oct 8, 2019 | 38 y | 3 |
| Jaime Lauren Roncoroni | New York, Ny | Dec 17, 2025 | 22 y | 1 |
| Emilio C Coppin | New York, Ny | Mar 17, 2026 | 16 y | 2 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount6 left over 36 months
Left, latest
- Gregory Allison to Orion Portfolio Solutions, LLCAug 25, 2025 · RIA to affiliated broker-dealer or bank
- George B Harris to Janney Montgomery Scott LLCMay 15, 2025 · RIA to affiliated broker-dealer or bank
- Josh Dreseris to RBC Rochdale, LLCMay 15, 2025 · RIA to affiliated broker-dealer or bank
- Lauren Boyce to Schwab Wealth Advisory, Inc.Nov 26, 2024 · Other
- James Patrick Hayes to Capital Client Group, Inc.Nov 26, 2024 · Other
- Ross Emrick to Meeder Advisory Services, Inc.Nov 13, 2024 · RIA to RIA
- Sean David Spellman to MML Investors Services, LLCFeb 7, 2023 · RIA to affiliated broker-dealer or bank
- Kevin Patrick St. Clair to Envestnet PmcFeb 7, 2023 · RIA to RIA
- David Michael Frascella to Ih2 Advisors & CompanyFeb 7, 2023 · Other
- Francis William Sedgwick to Sei Investments Management CorpJun 29, 2022 · Other
- Thomas Peter Pileggi to Orion Portfolio Solutions, LLCApr 7, 2022 · RIA to RIA
- Jude Cooke to Vanguard Advisers, Inc.Apr 6, 2021 · RIA to affiliated broker-dealer or bank
- Mariame Kouyate to Sei Investments Management CorpMar 22, 2021 · Other
- David Hubbs to Citizens Securities, Inc.Sep 10, 2020 · RIA to affiliated broker-dealer or bank
- Daniel Vincent Daley to Ideas In FinanceJul 22, 2019 · RIA to a state-registered adviser
Joined, latest
- Emilio C Coppin from Citigroup Global Markets Inc.Mar 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jaime Lauren Roncoroni from Northern Trust Securities, IncDec 17, 2025 · Other
- Ross Emrick from Meeder Advisory Services, Inc.Jan 5, 2023 · RIA to RIA
- James Patrick Hayes from Northwestern Mutual Investment Services,LLCNov 21, 2022 · Other
- Lauren Boyce from Vanguard Advisers, Inc.Nov 10, 2021 · Affiliated broker-dealer or bank to independent RIA
- Frank Anthony Germana from Vicus Capital, Inc.Oct 8, 2019 · RIA to RIA
- George B Harris from Morgan StanleyFeb 27, 2019 · Wirehouse to independent RIA
- David Hubbs from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 9, 2018 · Wirehouse to independent RIA
- Jude Cooke from Morgan StanleyJan 3, 2018 · Other
- Daniel Vincent Daley from Envestnet PmcAug 25, 2016 · Other
- Sean David Spellman from Sei Investments Management CorpApr 22, 2016 · Other
- Michael Honer from UBS Financial Services Inc.Mar 19, 2014 · Other
- Christopher James Barr from Msi Financial Services, Inc.Jun 7, 2013 · Other
- William Gerard Pierce from Nuveen Asset Management, LLCJan 31, 2012 · Other
- Jason John Hodak from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 10, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John David Dipetrillo · Directorcontrolsince 12/2023 · owns less than 5%
- Kimberly Mackenzie-Perman · Chief Financial Officercontrolsince 03/2024 · owns less than 5%
- Michael Nuzzo · Directorcontrolsince 12/2023 · owns less than 5%
- Miller Stephanie Pierce · Directorcontrolsince 12/2023 · owns less than 5%
- Abraham Shua · Directorcontrolsince 12/2023 · owns less than 5%
- Ainslie Simmonds · Directorcontrolsince 03/2023 · owns less than 5%
- Rene Jaime Utano · Chief Compliance Officercontrolsince 09/2025 · owns less than 5%
- Edward Christopher Vella · President, Director, Chairpersoncontrolsince 11/2023 · owns less than 5%
- Anthony Paul Weir · Chief Operating Officer, Directorcontrolsince 12/2023 · owns less than 5%
- Sergey Natalya Zelensky · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- Marie Cristina Rice · Secretarysince 03/2019 · owns less than 5%
Entity owners
- Mbc Investments Corporation · Ownerdirect · owns 75% or more
- Bny Mellon Ihc, LLC · Ownerindirect · owns 75% or more of Mbc Investments Corporation · public reporting company
- The Bank Of New York Mellon Corporation · Ownerindirect · owns 75% or more of Bny Mellon Ihc, LLC · public reporting company
Related persons
Schedule D 7.A
- Bny Mellon Alocacao De Patrimonio Ltda F/K/A Bnymellon Ativos Financeiros Ltda F/K/A Arx Renda Variavel Ltda F/K/A Bny Arx Invinvestment advisern
- Bny Mellon Asset Management Canada Ltd.broker-dealerinvestment adviserbankpooled vehicle sponsorn
- Bny Mellon Banco S.A.n
- Bny Mellon Capital Markets, LLCbroker-dealern
- Bny Mellon Etf Investment Adviser, LLCinvestment adviserbanknRAUM $11B
- Bny Mellon Fund Management (Luxembourg) S.A.broker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Fund Managers Limitedpooled vehicle sponsorn
- Bny Mellon Im Korea Limitedinvestment advisern
- Bny Mellon Im Taiwan Securities Investment Consulting Co., Ltdinvestment advisern
- Bny Mellon International Management Limitedinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Adviser, Inc.investment adviserbanknRAUM $419B
- Bny Mellon Investment Management (Shanghai) Limitedinvestment advisern
- Bny Mellon Investment Management Emea Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Management Hong Kong Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Management Japan Limitedinvestment advisernRAUM $32B
- Bny Mellon Investment Management Singapore Pte. Limitedinvestment advisern
- Bny Mellon Investment Servicing Trust Companyn
- Bny Mellon National Associationinvestment advisercustodiann
- Bny Mellon Securities Corporationbroker-dealerinvestment adviserreal estatenRAUM $8.4B
- Bny Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (Dtvm) S.A.broker-dealerinvestment advisern
- Bny Mellon Trust Company Of Illinoisn
- Bny Mellon Trust Of Delawareinvestment advisercustodiann
- Cibc Mellon Global Securities Services Companyn
- Cibc Mellon Trust Companyn
- Insight Investment Australia Pty Limitedinvestment advisern
- Insight Investment Funds Management Limitedinvestment adviserpooled vehicle sponsorn
- Insight Investmentinvestment adviserbanknRAUM $3.0B
- Insight Investment Management (Global) Limitedinvestment adviserbankn
- Insight Investment Management Europe Limitedpooled vehicle sponsorn
- Insight Investmentinvestment adviserbanknRAUM $171B
Advisers that list Bny Mellon Advisors, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 14 | 2 | 0 | ||
| Boston, Ma | 0 | 0 | 0 | ||
| Plain City, Oh | 0 | 0 | 0 | ||
| West Chester, Pa | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY18 employees
- Pittsburgh, PA10 employees
- Boston, MA6 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing May 28, 2026related persons on Schedule D 7.A of 50.0 against a peer median of 11.0 (55 comparable advisers, 100.0th percentile, 4.4 robust deviations)peers: independent wealth managers, $20B and over (55) · 100% percentile
- control person changedChange between filings · filing May 28, 2026UTANO, JAIME, RENE (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-05-16 and 2026-05-28peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 28, 2026SHUA, ABRAHAM (DIRECTOR) left Schedule A between the filings of 2024-05-16 and 2026-05-28peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 28, 2026WEIR, PAUL, ANTHONY (CHIEF OPERATING OFFICER, DIRECTOR) left Schedule A between the filings of 2024-05-16 and 2026-05-28peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 28, 2026zelensky, natalya, sergey (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-05-16 and 2026-05-28peers: independent wealth managers, $20B and over (84)
- advisor count dropChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 8.0 to 5.0 (-38.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +5.0% (64 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $20B and over (64) · 0.0% percentile
What changed
consecutive filings, newest first
- State-registered IARs · 8 to 5Dec 26, 2025 to Mar 31, 2026
- Accounts · 122,578 to 163,433Dec 26, 2025 to Mar 31, 2026
- Advisory employees · 46 to 44Dec 26, 2025 to Mar 31, 2026
- Advisory activities · 7 to 6Dec 26, 2025 to Mar 31, 2026
- BD registered reps · 3 to 14Dec 26, 2025 to Mar 31, 2026
- Business name · BNY ADVISORS to BNY MELLON ADVISORS, INC.Dec 26, 2025 to Mar 31, 2026
- Charity clients · 203 to 243Dec 26, 2025 to Mar 31, 2026
- Corporate clients · 310 to 409Dec 26, 2025 to Mar 31, 2026
- HNW clients · 2,790 to 4,358Dec 26, 2025 to Mar 31, 2026
- Individual clients · 92,214 to 120,219Dec 26, 2025 to Mar 31, 2026
- Pension plan clients · 341 to 472Dec 26, 2025 to Mar 31, 2026
- Employees · 79 to 66Dec 26, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 1-10Dec 26, 2025 to Mar 31, 2026
- Other offices · 3 to 4Dec 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $24B to $33BDec 26, 2025 to Mar 31, 2026
- HNW RAUM · $5.2B to $7.9BDec 26, 2025 to Mar 31, 2026
- Individual RAUM · $17B to $24BDec 26, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $287M to $272MDec 26, 2025 to Mar 31, 2026
- Pension RAUM · $126M to $161MDec 26, 2025 to Mar 31, 2026
- RAUM · $24B to $33BDec 26, 2025 to Mar 31, 2026
- Wrap assets (manager) · $22B to $31BDec 26, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $573M to $406MDec 26, 2025 to Mar 31, 2026
- HQ city · PENNINGTON to NEW YORKMar 31, 2025 to Dec 26, 2025
- HQ state · NJ to NYMar 31, 2025 to Dec 26, 2025
- Accounts · 103,756 to 122,578Feb 6, 2025 to Mar 31, 2025
- Advisory employees · 43 to 46Feb 6, 2025 to Mar 31, 2025
- Advisory activities · 6 to 7Feb 6, 2025 to Mar 31, 2025
- BD registered reps · 14 to 3Feb 6, 2025 to Mar 31, 2025
- Charity clients · 192 to 203Feb 6, 2025 to Mar 31, 2025
- Corporate clients · 293 to 310Feb 6, 2025 to Mar 31, 2025
- HNW clients · 2,035 to 2,790Feb 6, 2025 to Mar 31, 2025
- Individual clients · 79,260 to 92,214Feb 6, 2025 to Mar 31, 2025
- Pension plan clients · 267 to 341Feb 6, 2025 to Mar 31, 2025
- Employees · 80 to 79Feb 6, 2025 to Mar 31, 2025
- Financial planning clients · unset to 0Feb 6, 2025 to Mar 31, 2025
- State-registered IARs · 9 to 8Feb 6, 2025 to Mar 31, 2025
- Discretionary RAUM · $19B to $24BFeb 6, 2025 to Mar 31, 2025
- HNW RAUM · $4.0B to $5.2BFeb 6, 2025 to Mar 31, 2025
- Individual RAUM · $13B to $17BFeb 6, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $316M to $287MFeb 6, 2025 to Mar 31, 2025
Signals
42 dated events
- Gregory J. Cesarano no longer holds an investment adviser registration (last listed at Bny Mellon Advisors, Inc. on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Bny Mellon Advisors, Inc. reported RAUM $33.5B, up 40% from $24.0B (2025-12-26 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Gregory Allison left Bny Mellon Advisors, Inc. for Orion Portfolio Solutions, Llc (registered 2025-08-26)Aug 25, 2025 · Advisor changed firm · fact
- George B Harris left Bny Mellon Advisors, Inc. for Janney Montgomery Scott Llc (registered 2025-08-08)May 15, 2025 · Advisor changed firm · fact
- Josh Dreseris left Bny Mellon Advisors, Inc. for Rbc Rochdale, Llc (registered 2025-12-18)May 15, 2025 · Advisor changed firm · fact
- James Patrick Hayes left Bny Mellon Advisors, Inc. for Capital Client Group, Inc. (registered 2024-12-06)Nov 26, 2024 · Advisor changed firm · fact
- Lauren Boyce left Bny Mellon Advisors, Inc. for Schwab Wealth Advisory, Inc. (registered 2025-12-15)Nov 26, 2024 · Advisor changed firm · fact
- Ross Emrick left Bny Mellon Advisors, Inc. for Meeder Advisory Services, Inc. (registered 2024-10-25)Nov 13, 2024 · Advisor changed firm · fact
- Marie Michelle Logue (Chief Compliance Officer) no longer on Schedule A of Bny Mellon Advisors, Inc. (listed 2024-03-29, absent 2024-05-16)May 16, 2024 · Control person left · inference
- Sergey Natalya Zelensky (Chief Compliance Officer) appeared on Schedule A of Bny Mellon Advisors, Inc.May 16, 2024 · Control person joined · fact
- Bny Mellon Advisors, Inc. reported RAUM $19.7B, up 74% from $11.3B (2024-01-02 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Kimberly Mackenzie-Perman (Chief Financial Officer) appeared on Schedule A of Bny Mellon Advisors, Inc.Mar 29, 2024 · Control person joined · fact
- Daniel Joel Hempel (President, Chief Operating Officer, Director) no longer on Schedule A of Bny Mellon Advisors, Inc. (listed 2023-06-06, absent 2023-12-14)Dec 14, 2023 · Control person left · inference
- Thomas James Crowley (Director) no longer on Schedule A of Bny Mellon Advisors, Inc. (listed 2023-06-06, absent 2023-12-14)Dec 14, 2023 · Control person left · inference
- Kate Nina Weiss (Chief Compliance Officer) no longer on Schedule A of Bny Mellon Advisors, Inc. (listed 2023-06-06, absent 2023-12-14)Dec 14, 2023 · Control person left · inference
- Edward Christopher Vella (President, Director, Chairperson) appeared on Schedule A of Bny Mellon Advisors, Inc.Dec 14, 2023 · Control person joined · fact
- Anthony Paul Weir (Chief Operating Officer, Director) appeared on Schedule A of Bny Mellon Advisors, Inc.Dec 14, 2023 · Control person joined · fact
- Miller Stephanie Pierce (Director) appeared on Schedule A of Bny Mellon Advisors, Inc.Dec 14, 2023 · Control person joined · fact
- John David Dipetrillo (Director) appeared on Schedule A of Bny Mellon Advisors, Inc.Dec 14, 2023 · Control person joined · fact
- Michael Nuzzo (Director) appeared on Schedule A of Bny Mellon Advisors, Inc.Dec 14, 2023 · Control person joined · fact
- Marie Michelle Logue (Chief Compliance Officer) appeared on Schedule A of Bny Mellon Advisors, Inc.Dec 14, 2023 · Control person joined · fact
- Abraham Shua (Director) appeared on Schedule A of Bny Mellon Advisors, Inc.Dec 14, 2023 · Control person joined · fact
- Vijay Vaidyanathan (Director) no longer on Schedule A of Bny Mellon Advisors, Inc. (listed 2023-03-30, absent 2023-06-06)Jun 6, 2023 · Control person left · inference
- Ainslie Simmonds (Chairman, Director) appeared on Schedule A of Bny Mellon Advisors, Inc.Mar 30, 2023 · Control person joined · fact
- Vijay Vaidyanathan (Director) appeared on Schedule A of Bny Mellon Advisors, Inc.Mar 30, 2023 · Control person joined · fact
- Patrick Thomas Sholes (Chairman, Director) no longer on Schedule A of Bny Mellon Advisors, Inc. (listed 2022-05-23, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Leslie Joan Schwartz (Director) no longer on Schedule A of Bny Mellon Advisors, Inc. (listed 2022-05-23, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Sean David Spellman left Bny Mellon Advisors, Inc. for Mml Investors Services, Llc (registered 2023-11-08)Feb 7, 2023 · Advisor changed firm · fact
- Kevin Patrick St. Clair left Bny Mellon Advisors, Inc. for Envestnet Pmc (registered 2024-01-26)Feb 7, 2023 · Advisor changed firm · fact
- David Michael Frascella left Bny Mellon Advisors, Inc. for Ih2 Advisors & Company (registered 2024-05-17)Feb 7, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/BNYINVESTMENTSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BNYADVISORMATCH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-495-1784reportedpublic record, Form ADV, May 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Bank affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.2Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026