RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• E•••••••• H••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jul 21, 2026 · Boise, Id
- R•••••• J•••• • A••••••••• I••• national BDAug 28, 2024 to Apr 2, 2026 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 30, 2017 to Aug 29, 2024 · Scottsdale, Az
- R•••••• J•••• • A••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 2, 2026, registered Jul 21, 2026 (110 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Aug 29, 2024, registered Aug 28, 2024 (-1 days) · Affiliated broker-dealer or bank to another
- D•••••• E•••••••• H•••• left R•••••• J•••• • A••••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-07-21)Apr 2, 2026 · Advisor changed firm · fact
- D•••••• E•••••••• H•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2024-08-28)Aug 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address