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RIA Intelligence
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Registered advisor
A•••••• J••• K••••
Feed of 09/14/2026
At current firm
5 y
since Jul 15, 2021
In the industry
16 y
since Oct 1, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jul 15, 2021 · Bradenton, Fl
- L•• F•••••••• L•• BD affiliatedMay 19, 2021 to Jun 25, 2021 · Bradenton, Fl
- R•••••• J•••• • A••••••••• I••• national BDAug 22, 2018 to May 21, 2021 · St. Petersburg, Fl
- E•••••• C•••••• M••••••••• L•• formerSep 5, 2017 to Aug 8, 2018 · Tampa, Fl
- C•••••• S••••• • C••• I••• national BDJul 19, 2011 to May 23, 2017 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to T••••• A••••••• S•••••••• I•••left Jun 25, 2021, registered Jul 15, 2021 (20 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left May 21, 2021, registered May 19, 2021 (-2 days) · Affiliated broker-dealer or bank to another
- E•••••• C•••••• M••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Aug 8, 2018, registered Aug 22, 2018 (14 days) · RIA to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to E•••••• C•••••• M••••••••• L••left May 23, 2017, registered Sep 5, 2017 (105 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address