RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• T••••• O•••••
- F• L• P••••• I••••••••• M••••••••• C•• independent RIA currentsince Mar 26, 2025 · Reston, Va
- A•• W••••• M••••••••• formerMay 3, 2013 to Mar 7, 2025 · Reston, Va
- C••••• A••••••• L•• formerFeb 28, 2012 to May 2, 2013 · Greenwood Village, Co
- P•••••• W••• F•••••••• C••••••••• I•• formerFeb 9, 2012 to Feb 28, 2012 · Renton, Wa
- P•••••• W••• F•••••••• C••••••••• I•• formerJun 8, 2004 to Dec 23, 2011 · Fairfax, Va
- C•••••• F•••••••• G•••• L••••••• A••••••••• L•• unclassifiedMay 30, 2001 to Jun 14, 2004 · L•••••••, Va
- A•• W••••• M••••••••• to F• L• P••••• I••••••••• M••••••••• C••left Mar 7, 2025, registered Mar 26, 2025 (19 days) · RIA to RIA · moved with a team
- C••••• A••••••• L•• to A•• W••••• M•••••••••left May 2, 2013, registered May 3, 2013 (1 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to C••••• A••••••• L••left Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move
- C•••••• F•••••••• G•••• L••••••• A••••••••• L•• to P•••••• W••• F•••••••• C••••••••• I••left Jun 14, 2004, registered Jun 8, 2004 (-6 days) · Other
- J•••• T••••• O••••• left A•• W••••• M••••••••• for F• L• P••••• I••••••••• M••••••••• C•• (registered 2025-03-26)Mar 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address