RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• P••••••••• P•••
- M•• A•••• M••••••••• L•• mixed wealth currentsince Jan 16, 2020 · Conshohocken, Pa
- M•• S••••••••• L•• no RAUM currentsince May 28, 2019 · Boston, Ma
- M•• A•••• M••••••••• L•• mixed wealthOct 28, 2016 to Dec 31, 2019 · Conshohocken, Pa
- T•• C•••••••• G••••• L•• formerAug 2, 2016 to Dec 31, 2019 · Plymouth Meeting, Pa
- A•••••• F•••••••• L• formerMay 19, 2016 to Dec 11, 2017 · Philadelphia, Pa
- C••••• C•••••••• W••••• M••••••••• L• formerMar 7, 2016 to Dec 11, 2017 · New York, Ny
- V•••••••• F•••••••• S•••••••• I••• formerMay 10, 2011 to Dec 6, 2012 · Paoli, Pa
- T• W••••• M••••••••• S••••••• I••• unclassifiedOct 8, 2002 to May 5, 2004 · Philadelphia, Pa
- T•• C•••••••• G••••• L•• to M•• A•••• M••••••••• L••left Dec 31, 2019, registered Oct 28, 2016 (-1159 days) · Other · moved with a team
- M•• A•••• M••••••••• L•• to M•• S••••••••• L••left Dec 31, 2019, registered May 28, 2019 (-217 days) · channel change inside one enterprise, not a move · moved with a team
- C••••• C•••••••• W••••• M••••••••• L• to A•••••• F•••••••• L•left Dec 11, 2017, registered May 19, 2016 (-571 days) · Other
- A•••••• F•••••••• L• to T•• C•••••••• G••••• L••left Dec 11, 2017, registered Aug 2, 2016 (-496 days) · Other
- V•••••••• F•••••••• S•••••••• I••• to C••••• C•••••••• W••••• M••••••••• L•left Dec 6, 2012, registered Mar 7, 2016 (1187 days) · Other
- T• W••••• M••••••••• S••••••• I••• to V•••••••• F•••••••• S•••••••• I•••left May 5, 2004, registered May 10, 2011 (2561 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address