DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Apexium Financial LP

Former SEC-registered adviserDallas, TexasCRD 283726SEC 801-107760websiteIAPD
Latest filing Oct 22, 2025
First filing on the tape Apr 22, 2016 · 19 filings
SEC status approved since Apr 28, 2016
RAUM
$4.0B
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
74%
$3.0B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$4.0B as of Oct 22, 2025
Mar 28, 2017$547M then
HNW client RAUM$2.9B as of Oct 22, 2025
Mar 27, 2018$525M then
State-registered IARs (5.B.3)9 as of Oct 22, 2025
Mar 28, 20170 then
Employees (5.A)15 as of Oct 22, 2025
Mar 28, 20179 then
Private funds: no history
RAUM +52% over the last fiscal year+19% a year over threeIARs 8 to 9
Practice profile
derived from the filing of Oct 22, 2025; every figure names its basis
RAUM per advisor
$447MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
93derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.2MderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
75%derivedof RAUM
Institutional
26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
2.3derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+28%derivedbetween the last two annual amendments
Advisor growth, one year
+13%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$527M, 456 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.9B73%
  • Pension and profit-sharing plans$673M17%
  • Charitable organizations$357M8.9%
  • Individuals$59.2M1.5%
  • Other investment advisers$7.2M0.2%
Individual clients
146reported
HNW clients
691reported
Pension plan clients
52reported
Charitable clients
10reported
Accounts
3,334reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$527M for 456 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
9 left, 0 joined in 12 months
net -9 in 12 months0 left in 90 days0 joined in 90 days10 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Michael Cory Chmelka · Limited Partnercontrol
    since 04/2016 · owns 25% to 50%
  • Anthony Matthew Marcello · Limited Partnercontrol
    since 04/2016 · owns 25% to 50%
  • Joseph David Pilaitis · Limited Partner And Chief Compliance Officercontrol
    since 10/2015 · owns less than 5%
  • Thomas Robert Brown · Trusteecontrol
    since 01/2022 · owns F of Brunswick Trust U/A Dtd 07/13/2015
  • Michael Cory Chmelka · Limited Partnercontrol
    since 01/2022 · owns 25% to 50% of Apexium Holdings, LLC
  • Anthony Matthew Marcello · Limited Partnercontrol
    since 01/2022 · owns 25% to 50% of Apexium Holdings, LLC
Entity owners
  • Apexium Holdings, LLC · General Partner
    direct · owns less than 5%
  • Brunswick Trust U/A Dtd 07/13/2015 · Limited Partner
    direct · owns 25% to 50%
  • Brunswick Trust U/A Dtd 07/13/2015 · Limited Partner
    indirect · owns 25% to 50% of Apexium Holdings, LLC
Related persons
Schedule D 7.A
Advisers that list Apexium Financial LP as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Dallas, Tx · principal006
Great Falls, Va001
Moorestown, Nj000
Philadelphia, Pa001
West Deptford, Nj001
Offices
Schedule D 1.F, the 25 largest
  • Chevy Chase, MD2 employees
  • Rye, NY2 employees
  • West Conshohocken, PA1 employees
What changed
consecutive filings, newest first
  • Accounts · 2,844 to 3,334
    May 29, 2025 to Oct 22, 2025
  • Charity clients · 13 to 10
    May 29, 2025 to Oct 22, 2025
  • HNW clients · 533 to 691
    May 29, 2025 to Oct 22, 2025
  • Individual clients · 139 to 146
    May 29, 2025 to Oct 22, 2025
  • Pension plan clients · 49 to 52
    May 29, 2025 to Oct 22, 2025
  • Assets in custody · $373M to $527M
    May 29, 2025 to Oct 22, 2025
  • Financial planning clients · 0 to 0
    May 29, 2025 to Oct 22, 2025
  • Discretionary RAUM · $2.5B to $3.0B
    May 29, 2025 to Oct 22, 2025
  • HNW RAUM · $2.4B to $2.9B
    May 29, 2025 to Oct 22, 2025
  • Individual RAUM · $52.9M to $59.2M
    May 29, 2025 to Oct 22, 2025
  • Non-discretionary RAUM · $903M to $1.0B
    May 29, 2025 to Oct 22, 2025
  • Pension RAUM · $536M to $673M
    May 29, 2025 to Oct 22, 2025
  • RAUM · $3.4B to $4.0B
    May 29, 2025 to Oct 22, 2025
  • Accounts · 2,541 to 2,844
    Apr 25, 2024 to Apr 24, 2025
  • Charity clients · 14 to 13
    Apr 25, 2024 to Apr 24, 2025
  • HNW clients · 450 to 533
    Apr 25, 2024 to Apr 24, 2025
  • Individual clients · 157 to 139
    Apr 25, 2024 to Apr 24, 2025
  • Pension plan clients · 47 to 49
    Apr 25, 2024 to Apr 24, 2025
  • Assets in custody · $276M to $373M
    Apr 25, 2024 to Apr 24, 2025
  • Employees · 14 to 15
    Apr 25, 2024 to Apr 24, 2025
  • Financial planning clients · 1-10 to 0
    Apr 25, 2024 to Apr 24, 2025
  • State-registered IARs · 8 to 9
    Apr 25, 2024 to Apr 24, 2025
  • Discretionary RAUM · $1.9B to $2.5B
    Apr 25, 2024 to Apr 24, 2025
  • HNW RAUM · $1.8B to $2.4B
    Apr 25, 2024 to Apr 24, 2025
  • Individual RAUM · $60.9M to $52.9M
    Apr 25, 2024 to Apr 24, 2025
  • Non-discretionary RAUM · $747M to $903M
    Apr 25, 2024 to Apr 24, 2025
  • Pension RAUM · $421M to $536M
    Apr 25, 2024 to Apr 24, 2025
  • RAUM · $2.6B to $3.4B
    Apr 25, 2024 to Apr 24, 2025
  • Accounts · 2,505 to 2,541
    Oct 23, 2023 to Mar 28, 2024
  • Charity clients · 13 to 14
    Oct 23, 2023 to Mar 28, 2024
  • HNW clients · 434 to 450
    Oct 23, 2023 to Mar 28, 2024
  • Individual clients · 159 to 157
    Oct 23, 2023 to Mar 28, 2024
  • Pension plan clients · 46 to 47
    Oct 23, 2023 to Mar 28, 2024
  • Assets in custody · $226M to $276M
    Oct 23, 2023 to Mar 28, 2024
  • HQ city · RYE to DALLAS
    Oct 23, 2023 to Mar 28, 2024
  • HQ state · NY to TX
    Oct 23, 2023 to Mar 28, 2024
  • Discretionary RAUM · $1.8B to $1.9B
    Oct 23, 2023 to Mar 28, 2024
  • HNW RAUM · $1.7B to $1.8B
    Oct 23, 2023 to Mar 28, 2024
  • Individual RAUM · $55.7M to $60.9M
    Oct 23, 2023 to Mar 28, 2024
  • Non-discretionary RAUM · $698M to $747M
    Oct 23, 2023 to Mar 28, 2024
Signals
19 dated events
  • Apexium Financial Lp no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $4.0B)
    Jan 2, 2026 · Left the SEC roster · derived
  • David Joseph Pilaitis left Apexium Financial Lp for Ic Advisory Services, Inc. (registered 2024-12-26)
    Dec 4, 2025 · Advisor changed firm · fact
  • Arnold J Civins left Apexium Financial Lp for United Capital Financial Advisors (registered 2025-12-10)
    Dec 4, 2025 · Advisor changed firm · fact
  • Thomas Bridges Dickey left Apexium Financial Lp for United Capital Financial Advisors (registered 2025-11-17)
    Dec 4, 2025 · Advisor changed firm · fact
  • Matthew Anthony Marcello left Apexium Financial Lp for United Capital Financial Advisors (registered 2025-11-26)
    Dec 4, 2025 · Advisor changed firm · fact
  • Robert Thomas Brown left Apexium Financial Lp for United Capital Financial Advisors (registered 2025-12-03)
    Dec 4, 2025 · Advisor changed firm · fact
  • Alan Harry Mandeloff left Apexium Financial Lp for United Capital Financial Advisors (registered 2025-12-03)
    Dec 4, 2025 · Advisor changed firm · fact
  • Cory Michael Chmelka left Apexium Financial Lp for Soundwatch Capital, Llc (registered 2022-08-31)
    Dec 4, 2025 · Advisor changed firm · fact
  • Mark Nicholas Pittelkau left Apexium Financial Lp for United Capital Financial Advisors (registered 2025-11-14)
    Dec 4, 2025 · Advisor changed firm · fact
  • Sean Donald Fellin left Apexium Financial Lp for United Capital Financial Advisors (registered 2025-11-12)
    Dec 4, 2025 · Advisor changed firm · fact
  • Apexium Financial LP's advisors moved to United Capital Financial Advisors (Dallas, TX): 5 of 9 registered, on the same day
    Dec 4, 2025 · Firm absorbed (people side) · derived
  • Apexium Financial Lp reported RAUM $3.4B, up 28% from $2.6B (2024-04-25 to 2025-04-24)
    Apr 24, 2025 · RAUM change · derived
  • Michael Anthony Viselli left Apexium Financial Lp for Ic Advisory Services, Inc. (registered 2024-08-20)
    Jan 3, 2025 · Advisor changed firm · fact
  • Thomas Robert Brown (Trustee) appeared on Schedule A of Apexium Financial Lp
    Mar 28, 2024 · Control person joined · fact
  • Thomas Robert Brown (Limited Partner) no longer on Schedule A of Apexium Financial Lp (listed 2022-11-10, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • Apexium Financial Lp reported 0 offices beyond its principal office, down from 9 (2021-03-30 to 2022-03-30)
    Mar 30, 2022 · Office count change · derived
  • Apexium Financial Lp reported RAUM $1.6B, up 36% from $1.2B (2019-02-22 to 2020-03-27)
    Mar 27, 2020 · RAUM change · derived
  • Apexium Financial Lp reported RAUM $1.2B, up 114% from $544.1M (2018-03-27 to 2019-02-22)
    Feb 22, 2019 · RAUM change · derived
  • Apexium Financial Lp filed its initial SEC registration (Form ADV)
    Apr 22, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026