DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Raymond Brian Massey
Feed of 09/14/2026
At current firm
8 y
since Mar 9, 2018
In the industry
26 y
since May 3, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Iq Capital Strategy LLC former currentsince Mar 9, 2018 · Seneca, Sc
- Advantage Investment Management, LLC formerApr 19, 2017 to Oct 4, 2017 · Seneca, Sc
- Founders Financial Securities, LLC independent RIANov 2, 2009 to Apr 21, 2017 · Seneca, Sc
- Transamerica Financial Advisors, LLC BD affiliatedJan 11, 2008 to Nov 6, 2009 · Seneca, Sc
Moves
a registration end followed by a registration begin elsewhere
- Advantage Investment Management, LLC to Iq Capital Strategy LLCleft Oct 4, 2017, registered Mar 9, 2018 (156 days) · Other
- Founders Financial Securities, LLC to Advantage Investment Management, LLCleft Apr 21, 2017, registered Apr 19, 2017 (-2 days) · Other
- Transamerica Financial Advisors, LLC to Founders Financial Securities, LLCleft Nov 6, 2009, registered Nov 2, 2009 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address