RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••• B••••
- L••• W••• P••••••• G•••• L•• state registered currentsince Jul 9, 2026 · Eau Claire, Wi
- O• I••••••••• M••••••••• C• BD affiliatedNov 6, 2008 to Nov 2, 2009 · Eau Claire, Wi
- B•••• P••••••• G••••• L•• unclassifiedSep 16, 2004 to Dec 5, 2007 · Eau Claire, Wi
- O• I••••••••• M••••••••• C• BD affiliatedApr 22, 2004 to Oct 29, 2007 · Eau Claire, Wi
- O• I••••••••• M••••••••• C• to L••• W••• P••••••• G•••• L••left Nov 2, 2009, registered Jul 9, 2026 (6093 days) · Other
- B•••• P••••••• G••••• L•• to O• I••••••••• M••••••••• C•left Dec 5, 2007, registered Nov 6, 2008 (337 days) · Other
- O• I••••••••• M••••••••• C• to B•••• P••••••• G••••• L••left Oct 29, 2007, registered Sep 16, 2004 (-1138 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address