RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• W•••••
- E• W••••• A••••••• independent RIA currentsince Jan 15, 2025 · San Luis Obispo, Ca
- W••••• W••••• P•••••••• L•• formerJan 24, 2008 to Apr 30, 2024 · San Luis Obispo, Ca
- R•• I••• unclassifiedNov 2, 2006 to Feb 5, 2008 · San Luis Obispo, Ca
- C•••••• S••••• • C••• I••• national BDJan 11, 2001 to Jan 4, 2005 · San Luis Obispo, Ca
- W••••• W••••• P•••••••• L•• to E• W••••• A•••••••left Apr 30, 2024, registered Jan 15, 2025 (260 days) · RIA to RIA · moved with a team
- R•• I••• to W••••• W••••• P•••••••• L••left Feb 5, 2008, registered Jan 24, 2008 (-12 days) · Other
- C•••••• S••••• • C••• I••• to R•• I•••left Jan 4, 2005, registered Nov 2, 2006 (667 days) · Other
- M•••••• R•••••• W••••• left W••••• W••••• P•••••••• L•• for E• W••••• A••••••• (registered 2025-01-15)Apr 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address