RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• H••• S••••••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · Morristown, Nj
- L•• F•••••••• L•• BD affiliated currentsince Dec 3, 2013 · Novi, Mi
- M•••••• A•••••• N•••••• BD affiliatedJul 12, 2016 to Jun 26, 2026 · Livonia, Mi
- S•••••••• W••••• A••••••• G•••• formerNov 25, 2013 to Jul 8, 2016 · Novi, Mi
- N••• F•••••••• G••••• I••• formerAug 11, 2010 to Sep 12, 2013 · Northville, Mi
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- S•••••••• W••••• A••••••• G•••• to L•• F•••••••• L••left Jul 8, 2016, registered Dec 3, 2013 (-948 days) · Other
- N••• F•••••••• G••••• I••• to S•••••••• W••••• A••••••• G••••left Sep 12, 2013, registered Nov 25, 2013 (74 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address