DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E• W•••

O••••••••• • C•• I•••BD affiliatedNashville, Tn dual registrantIAPD 4179469

Certified Financial Planner

Feed of 09/15/2026

At current firm

3 y

since Oct 26, 2022

In the industry

25 y

since Jan 9, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••••••••• • C•• I••• BD affiliated current
since Oct 26, 2022 · Nashville, Tn
B• R•••• W••••• A•••••••• I••• BD affiliated
Aug 10, 2022 to Oct 25, 2022 · Nashville, Tn
B• R•••• W••••• M••••••••• former
May 22, 2009 to Oct 25, 2022 · Franklin, Tn
U•• F•••••••• S••••••• I••• wirehouse
Apr 26, 2006 to May 13, 2009 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••
left Oct 25, 2022, registered Aug 10, 2022 (-76 days) · Affiliated broker-dealer or bank to another · moved with a team
B• R•••• W••••• A•••••••• I••• to O••••••••• • C•• I•••
left Oct 25, 2022, registered Oct 26, 2022 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
U•• F•••••••• S••••••• I••• to B• R•••• W••••• M•••••••••
left May 13, 2009, registered May 22, 2009 (9 days) · Other

Signals

J••• E• W••• left B• R•••• W••••• A•••••••• I••• for O••••••••• • C•• I••• (registered 2022-10-26)
Oct 25, 2022 · Advisor changed firm · fact
J••• E• W••• left B• R•••• W••••• M••••••••• for B• R•••• W••••• A•••••••• I••• (registered 2022-08-10)
Oct 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address