DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Edward Groves
Feed of 09/14/2026
Also filed as Ron Groves
At current firm
0 y
since Aug 12, 2026
In the industry
18 y
since Dec 29, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Summit Global Investments, LLC mixed wealth currentsince Aug 12, 2026 · Holliston, Ma
- Transamerica Financial Advisors, LLC BD affiliatedMay 1, 2024 to Jun 17, 2026 · Norwood, Ma
- Statera Financial, LLC state registeredFeb 8, 2022 to Apr 19, 2022 · Walpole, Ma
- Citizens Securities, Inc. BD affiliatedMay 14, 2015 to Feb 28, 2020 · Bridgewater, Ma
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Financial Advisors, LLC to Summit Global Investments, LLCleft Jun 17, 2026, registered Aug 12, 2026 (56 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Statera Financial, LLC to Transamerica Financial Advisors, LLCleft Apr 19, 2022, registered May 1, 2024 (743 days) · Other
- Citizens Securities, Inc. to Statera Financial, LLCleft Feb 28, 2020, registered Feb 8, 2022 (711 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- Ronald Edward Groves left Transamerica Financial Advisors, Llc for Summit Global Investments, Llc (registered 2026-08-12)Jun 17, 2026 · Advisor changed firm · fact
- Ronald Edward Groves left Statera Financial, Llc for Transamerica Financial Advisors, Llc (registered 2024-05-01)Apr 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address