RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M••••• B••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 23, 2026 · Muskogee, Ok
- L•• F•••••••• L•• BD affiliatedNov 2, 2010 to Aug 6, 2026 · Fort Mill, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedAug 28, 2008 to Nov 2, 2010 · Muskogee, Ok
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 6, 2026, registered Jul 23, 2026 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Nov 2, 2010, registered Nov 2, 2010 (0 days) · Other
- B•••• M••••• B•••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-07-23)Aug 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address