RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• D•••••• R•••
- F••••••• F•••••••• S••••••••• L•• independent RIA currentsince Sep 5, 2025 · Memphis, Tn
- P•• A••••••• S•••••••• L•• independent RIAMay 6, 2010 to Oct 2, 2025 · Cordova, Tn
- R••• F••••••••• I••• unclassifiedJun 7, 2007 to Jul 7, 2010 · Memphis, Tn
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 8, 2004 to Jun 19, 2007 · Memphis, Tn
- P•• A••••••• S•••••••• L•• to F••••••• F•••••••• S••••••••• L••left Oct 2, 2025, registered Sep 5, 2025 (-27 days) · RIA to RIA · moved with a team
- R••• F••••••••• I••• to P•• A••••••• S•••••••• L••left Jul 7, 2010, registered May 6, 2010 (-62 days) · Other
- M•• I•••••••• S•••••••• L•• to R••• F••••••••• I•••left Jun 19, 2007, registered Jun 7, 2007 (-12 days) · Other
- S•••• D•••••• R••• left P•• A••••••• S•••••••• L•• for F••••••• F•••••••• S••••••••• L•• (registered 2025-09-05)Oct 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address