M•••••• J•••• T•••••

P•••••• A•••••• G••••• L••BD affiliatedMorristown, Nj dual registrantIAPD 4183990

Feed of 09/14/2026

At current firm

2 y

since Dec 19, 2023

In the industry

26 y

since Jul 13, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Dec 19, 2023 · Morris Plains, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 7, 2011 to Dec 15, 2023 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Mar 8, 2011 · Florham Park, Nj
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jun 2, 2006 to Oct 23, 2009 · Summit, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 29, 2002 to Jun 6, 2006 · Florham Park, Nj
U•• F•••••••• S••••••• I••• wirehouse
Apr 5, 2002 to Dec 17, 2002 · Florham_park, Nj

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to P•••••• A•••••• G••••• L••
left Dec 15, 2023, registered Dec 19, 2023 (4 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Mar 8, 2011, registered Mar 7, 2011 (-1 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Jun 6, 2006, registered Jun 2, 2006 (-4 days) · Other
U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 17, 2002, registered Nov 29, 2002 (-18 days) · Wirehouse to wirehouse

Signals

••• Locked
Dec 15, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address