DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• E••••• B••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehousePalo Alto, Ca dual registrantIAPD 4185489

Feed of 09/15/2026

Also filed as M•••••• E••••• B••••

At current firm

2 y

since Aug 9, 2024

In the industry

25 y

since Dec 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Aug 9, 2024 · Pasadena, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 13, 2022 to Jul 25, 2024 · San Francisco, Ca
W•••• F•••• A••••••• wirehouse
Apr 25, 2017 to Sep 7, 2022 · San Francisco, Ca
B••••••• C•••••• I••• former
Jan 21, 2009 to Feb 18, 2011 · San Francisco, Ca
L••••• B••••••• I••• unclassified
Jul 31, 2007 to Oct 15, 2008 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 25, 2024, registered Aug 9, 2024 (15 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
left Sep 7, 2022, registered Sep 13, 2022 (6 days) · Wirehouse to affiliated broker-dealer or bank
B••••••• C•••••• I••• to W•••• F•••• A•••••••
left Feb 18, 2011, registered Apr 25, 2017 (2258 days) · Other
L••••• B••••••• I••• to B••••••• C•••••• I•••
left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move

Signals

M•••••• E••••• B•••• left C•••••••• G••••• M•••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-08-09)
Jul 25, 2024 · Advisor changed firm · fact
M•••••• E••••• B•••• left W•••• F•••• A••••••• for C•••••••• G••••• M•••••• I••• (registered 2022-09-13)
Sep 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address