RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• D••• E•••••
- P•• F••••••••• I•• state registered currentsince Jan 1, 2026 · Lincoln, Ne
- F•••• A••••••• N•••••••• L•• independent RIAJan 5, 2017 to Jan 18, 2018 · Lincoln, Ne
- O• I••••••••• M••••••••• C• BD affiliatedNov 12, 2014 to Dec 9, 2015 · Lincoln, Ne
- E•••••••• A•••••••• L•• national BDJul 30, 2001 to Apr 18, 2011 · New York, Ny
- F•••• A••••••• N•••••••• L•• to P•• F••••••••• I••left Jan 18, 2018, registered Jan 1, 2026 (2905 days) · Other
- O• I••••••••• M••••••••• C• to F•••• A••••••• N•••••••• L••left Dec 9, 2015, registered Jan 5, 2017 (393 days) · Other
- E•••••••• A•••••••• L•• to O• I••••••••• M••••••••• C•left Apr 18, 2011, registered Nov 12, 2014 (1304 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address