R•••••• W•••• A••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jan 3, 2025 · Ada, Ok
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 2, 2009 to Jan 7, 2025 · Ada, Ok
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Aug 31, 2005 to Jan 2, 2009 · Shawnee, Ok

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••
  left Jan 7, 2025, registered Jan 3, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jan 7, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address