V•••• R•••••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 1, 2012 · Valley Stream, Ny
• C•••• I••••••••• S••••••• C•••• former
  Mar 11, 2003 to Oct 1, 2012 · Valley Stream, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 3, 2002 to Mar 21, 2003 · Pennington, Nj

• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
  left Mar 21, 2003, registered Mar 11, 2003 (-10 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address