RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••• E•••• E•••••
- 1•••• W••••• M••••••••• L•• state registered currentsince Jul 13, 2026 · Oceanside, Ca
- P••••••• C•••••• M••••••••• L•• independent RIAAug 21, 2025 to Apr 30, 2026 · San Diego, Ca
- V••••• I••••••••• A•••••••• L•• asset managerNov 19, 2018 to Jun 30, 2025 · Oceanside, Ca
- V••••• C•••••• A•••••••• L•• otherApr 24, 2015 to Nov 19, 2018 · Temecula, Ca
- U•• F•••••••• S••••••• I••• wirehouseDec 19, 2003 to Nov 4, 2004 · San Diego, Ca
- P••••••• C•••••• M••••••••• L•• to 1•••• W••••• M••••••••• L••left Apr 30, 2026, registered Jul 13, 2026 (74 days) · RIA to a state-registered adviser
- V••••• I••••••••• A•••••••• L•• to P••••••• C•••••• M••••••••• L••left Jun 30, 2025, registered Aug 21, 2025 (52 days) · Other
- V••••• C•••••• A•••••••• L•• to V••••• I••••••••• A•••••••• L••left Nov 19, 2018, registered Nov 19, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team
- U•• F•••••••• S••••••• I••• to V••••• C•••••• A•••••••• L••left Nov 4, 2004, registered Apr 24, 2015 (3823 days) · Other
- F•••••• E•••• E••••• left P••••••• C•••••• M••••••••• L•• for 1•••• W••••• M••••••••• L•• (registered 2026-07-13)Apr 30, 2026 · Advisor changed firm · fact
- F•••••• E•••• E••••• left V••••• I••••••••• A•••••••• L•• for P••••••• C•••••• M••••••••• L•• (registered 2025-08-21)Jun 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address