RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Nov 28, 2022 · Atlanta, Ga
- A••••• A•• P••••••• S••••••• BD affiliatedJan 28, 2016 to Oct 17, 2022 · Fairfax, Va
- S••••••• I••••••••• S•••••••• I••• formerDec 9, 2013 to May 18, 2015 · Atlanta, Ga
- A••••• A•• P••••••• S••••••• BD affiliatedMay 13, 2005 to Oct 30, 2013 · Atlanta, Ga
- A••••• A•• P••••••• S••••••• to O•••••••••left Oct 17, 2022, registered Nov 28, 2022 (42 days) · Other
- S••••••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left May 18, 2015, registered Jan 28, 2016 (255 days) · Other
- A••••• A•• P••••••• S••••••• to S••••••• I••••••••• S•••••••• I•••left Oct 30, 2013, registered Dec 9, 2013 (40 days) · Other
- A••• C••• left A••••• A•• P••••••• S••••••• for Onedigital (registered 2022-11-28)Oct 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address