DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• H•••• F••••

C•••• P•••••• W•••••• L••state registeredMooresville, NcIA-onlyIAPD 4190660

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• H•••• F••••

At current firm

5 y

since Feb 16, 2021

In the industry

19 y

since Mar 26, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••• P•••••• W•••••• L•• state registered current
since Feb 16, 2021 · Mooresville, Nc
V••••• C•••••• M••••••••• L•• independent RIA
Sep 12, 2016 to Mar 5, 2021 · Charlotte, Nc
H••••• W••••• independent RIA
Jan 27, 2015 to Sep 29, 2016 · Charlotte, Nc
G••••• F•••••••• P•••••• C••••••• I••• former
Nov 21, 2013 to Sep 16, 2016 · Sarasota, Fl
W•••••• • R••• former
Aug 7, 2013 to Nov 4, 2013 · Raleigh, Nc
F••••• I••••••••• independent RIA
Jan 13, 2013 to Aug 14, 2013 · Charlotte, Nc
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 11, 2011 to Jan 22, 2013 · Charlotte, Nc
T• A••••••••• I••• former
Oct 11, 2011 to Jan 22, 2013 · Charlotte, Nc
L•• F•••••••• L•• BD affiliated
Aug 7, 2009 to Oct 14, 2011 · Mooresville, Nc
C•••• C•••••• S••••••••• L••• former
Mar 27, 2007 to Aug 24, 2009 · Concord, Nc

Moves

a registration end followed by a registration begin elsewhere

V••••• C•••••• M••••••••• L•• to C•••• P•••••• W•••••• L••
left Mar 5, 2021, registered Feb 16, 2021 (-17 days) · RIA to a state-registered adviser · moved with a team
H••••• W••••• to V••••• C•••••• M••••••••• L••
left Sep 29, 2016, registered Sep 12, 2016 (-17 days) · Other
G••••• F•••••••• P•••••• C••••••• I••• to H••••• W•••••
left Sep 16, 2016, registered Jan 27, 2015 (-598 days) · Other
W•••••• • R••• to G••••• F•••••••• P•••••• C••••••• I•••
left Nov 4, 2013, registered Nov 21, 2013 (17 days) · Other
F••••• I••••••••• to W•••••• • R•••
left Aug 14, 2013, registered Aug 7, 2013 (-7 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Jan 22, 2013, registered Oct 11, 2011 (-469 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 22, 2013, registered Oct 11, 2011 (-469 days) · channel change inside one enterprise, not a move
L•• F•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2011, registered Oct 11, 2011 (-3 days) · Other
C•••• C•••••• S••••••••• L••• to L•• F•••••••• L••
left Aug 24, 2009, registered Aug 7, 2009 (-17 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address