RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••••• J••••••
- P•••••••• S••••••••• I••• BD affiliated currentsince Sep 19, 2023 · Kansas City, Mo
- N•• A•••••• S•••••••• L•• formerMar 8, 2011 to Sep 29, 2011 · Mission, Ks
- N•••••• G•••• C••••••••• L•• institutionalMar 17, 2010 to Nov 3, 2010 · Overland Park, Ks
- N•• A•••••• S•••••••• L•• formerMar 24, 2006 to Mar 31, 2010 · Overland Park, Ks
- N•• A•••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Sep 29, 2011, registered Sep 19, 2023 (4373 days) · Other
- N•••••• G•••• C••••••••• L•• to N•• A•••••• S•••••••• L••left Nov 3, 2010, registered Mar 8, 2011 (125 days) · Other
- N•• A•••••• S•••••••• L•• to N•••••• G•••• C••••••••• L••left Mar 31, 2010, registered Mar 17, 2010 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address