RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• L•• S••••••••
- O•• H•••••• I••••••••• S••••••• independent RIA currentsince Oct 26, 2021 · Houston, Tx
- H•••• W••••• G••••• L•• state registeredFeb 7, 2021 to Feb 24, 2021 · The Woodlands, Tx
- P•••••• A•••••• G••••• L•• BD affiliatedJun 28, 2016 to Jan 21, 2021 · Houston, Tx
- H•••• W••••• G••••• L•• to O•• H•••••• I••••••••• S•••••••left Feb 24, 2021, registered Oct 26, 2021 (244 days) · Other
- P•••••• A•••••• G••••• L•• to H•••• W••••• G••••• L••left Jan 21, 2021, registered Feb 7, 2021 (17 days) · Affiliated broker-dealer or bank to a state-registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address