DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeremy Steven Askren
Feed of 09/15/2026
At current firm
14 y
since Jun 27, 2012
In the industry
26 y
since Jul 17, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Creativeone Securities, LLC BD affiliated currentsince Jun 27, 2012 · Wichita, Ks
- Carey, Thomas, Hoover & Breault Advisors formerNov 12, 2010 to Jul 12, 2012 · Wichita, Ks
- Carey, Thomas, Hoover, & Breault, Inc. unclassifiedAug 1, 2003 to Dec 31, 2010 · Wichita, Ks
- Metlife Investment Fund Services LLC unclassifiedOct 2, 2001 to Aug 5, 2003 · Irving, Tx
Moves
a registration end followed by a registration begin elsewhere
- Carey, Thomas, Hoover & Breault Advisors to Creativeone Securities, LLCleft Jul 12, 2012, registered Jun 27, 2012 (-15 days) · Other
- Carey, Thomas, Hoover, & Breault, Inc. to Carey, Thomas, Hoover & Breault Advisorsleft Dec 31, 2010, registered Nov 12, 2010 (-49 days) · Other
- Metlife Investment Fund Services LLC to Carey, Thomas, Hoover, & Breault, Inc.left Aug 5, 2003, registered Aug 1, 2003 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address