RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• M•••••• H•••••
- S••••• M••••••••• independent RIA currentsince Jan 5, 2017 · Indianapolis, In
- C•••••• W••••• M••••••••• formerJul 27, 2016 to May 4, 2017 · Indianapolis, In
- S••••••• I••••••••• I••• formerMay 13, 2016 to Aug 11, 2016 · Indianapolis, In
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 9, 2003 to May 13, 2016 · Indianapolis, In
- P••••••••• E••••• G••••• L•• unclassifiedOct 13, 2000 to Jan 7, 2003 · Indianapolis, In
- C•••••• W••••• M••••••••• to S••••• M•••••••••left May 4, 2017, registered Jan 5, 2017 (-119 days) · Other
- S••••••• I••••••••• I••• to C•••••• W••••• M•••••••••left Aug 11, 2016, registered Jul 27, 2016 (-15 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
- P••••••••• E••••• G••••• L•• to T••••••••• F•••••••• A•••••••• L••left Jan 7, 2003, registered Jan 9, 2003 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address