DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• A••••• R•••••

L•• E••••••••• L••BD affiliatedParamus, Njdual registrantIAPD 4193645

Feed of 09/14/2026

Also filed as Miguel Angelo Rosero

At current firm

1 y

since Nov 14, 2024

In the industry

25 y

since Nov 9, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 14, 2024 · Paramus, Nj
P•••• S••••••••• L•• no RAUM
Jan 16, 2024 to Nov 14, 2024 · Paramus, Nj
K•• C••••• F•••••••• A•••••••• L•• independent RIA
Nov 16, 2022 to Jan 8, 2024 · Fairfield, Nj
J••• M••••• S••••••••• L•• wirehouse
Dec 13, 2012 to Nov 3, 2022 · Paramus, Nj
W••••• S••••• S••••••••• I••• former
Feb 4, 2011 to Nov 21, 2012 · Secaucus, Nj
T•••• S••••• S••••••••• I••• former
Mar 3, 2006 to Jan 31, 2011 · Iselin, Nj
N•• E•••••• S••••••••• C••••••••• former
Jan 13, 2006 to Jan 31, 2011 · Somerset, Nj
M•• F•••••••• S•••••••• I••• former
Jan 13, 2006 to Jan 31, 2011 · Somerset, Nj
W••••• S••••• S••••••••• I••• former
Jan 13, 2006 to Jan 31, 2011 · Somerset, Nj

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
K•• C••••• F•••••••• A•••••••• L•• to P•••• S••••••••• L••
left Jan 8, 2024, registered Jan 16, 2024 (8 days) · RIA to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to K•• C••••• F•••••••• A•••••••• L••
left Nov 3, 2022, registered Nov 16, 2022 (13 days) · Wirehouse to independent RIA
W••••• S••••• S••••••••• I••• to J••• M••••• S••••••••• L••
left Nov 21, 2012, registered Dec 13, 2012 (22 days) · Other
T•••• S••••• S••••••••• I••• to W••••• S••••• S••••••••• I•••
left Jan 31, 2011, registered Feb 4, 2011 (4 days) · Other
W••••• S••••• S••••••••• I••• to N•• E•••••• S••••••••• C•••••••••
left Jan 31, 2011, registered Jan 13, 2006 (-1844 days) · Other
N•• E•••••• S••••••••• C••••••••• to T•••• S••••• S••••••••• I•••
left Jan 31, 2011, registered Mar 3, 2006 (-1795 days) · Other
M•• F•••••••• S•••••••• I••• to W••••• S••••• S••••••••• I•••
left Jan 31, 2011, registered Jan 13, 2006 (-1844 days) · Other

Signals

M•••••• A••••• R••••• left K•• C••••• F•••••••• A•••••••• L•• for P•••• S••••••••• L•• (registered 2024-01-16)
Jan 8, 2024 · Advisor changed firm · fact
M•••••• A••••• R••••• left J••• M••••• S••••••••• L•• for K•• C••••• F•••••••• A•••••••• L•• (registered 2022-11-16)
Nov 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address