RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• A•••••• A•••••
- S•••••• S••••••••• I••• BD affiliated currentsince Mar 31, 2014 · Newnan, Ga
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Mar 17, 2014 · Columbus, Ga
- M••••• K••••• • C••••••• L•• formerJan 26, 2009 to Feb 13, 2013 · Columbus, Ga
- S•••••• S••••••••• I••• BD affiliatedOct 20, 2000 to May 28, 2004 · Columbus, Ga
- R•••••• J•••• • A••••••••• I••• to S•••••• S••••••••• I•••left Mar 17, 2014, registered Mar 31, 2014 (14 days) · Other
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- S•••••• S••••••••• I••• to M••••• K••••• • C••••••• L••left May 28, 2004, registered Jan 26, 2009 (1704 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address