DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Amanda Tawney Williams

Northern Trust Securities, IncBD affiliatedChicago, Il dual registrantIAPD 4195897

Feed of 09/15/2026

Also filed as Amanda Lee Alvarez

At current firm

4 y

since May 25, 2022

In the industry

25 y

since Sep 25, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Northern Trust Securities, Inc BD affiliated current
since May 25, 2022 · Wheaton, Il
Northern Trust Investments, Incorporated asset manager
Mar 11, 2021 to Feb 20, 2025 · Chicago, Il
Raymond James & Associates, Inc. national BD
Jan 13, 2020 to Jun 12, 2020 · St. Petersburg, Fl
Raymond James Financial Services Advisors, Inc BD affiliated
Jan 3, 2018 to Dec 31, 2019 · St. Petersburg, Fl
Cetera Advisor Networks LLC former
Apr 6, 2016 to Oct 18, 2017 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

Northern Trust Investments, Incorporated to Northern Trust Securities, Inc
left Feb 20, 2025, registered May 25, 2022 (-1002 days) · Other
Raymond James & Associates, Inc. to Northern Trust Investments, Incorporated
left Jun 12, 2020, registered Mar 11, 2021 (272 days) · Other
Raymond James Financial Services Advisors, Inc to Raymond James & Associates, Inc.
left Dec 31, 2019, registered Jan 13, 2020 (13 days) · Affiliated broker-dealer or bank to another · moved with a team
Cetera Advisor Networks LLC to Raymond James Financial Services Advisors, Inc
left Oct 18, 2017, registered Jan 3, 2018 (77 days) · Other

Signals

Amanda Tawney Williams left Northern Trust Investments, Incorporated for Northern Trust Securities, Inc (registered 2022-05-25)
Feb 20, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address