RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• I•••• S•••••
- R•• P•••••• W••••• independent RIA currentsince Aug 15, 2023 · Wyomissing, Pa
- O•••• F•• I••• formerSep 25, 2020 to Jun 29, 2023 · Berwyn, Pa
- M•• S••••••••• I••• unclassifiedSep 1, 2011 to Apr 8, 2020 · Timonium, Md
- W••••••••• B•••••••• S••••••• C•••••• unclassifiedNov 16, 2007 to Sep 6, 2011 · Villanova, Pa
- O•••• F•• I••• to R•• P•••••• W•••••left Jun 29, 2023, registered Aug 15, 2023 (47 days) · Affiliated broker-dealer or bank to independent RIA
- M•• S••••••••• I••• to O•••• F•• I•••left Apr 8, 2020, registered Sep 25, 2020 (170 days) · Other
- W••••••••• B•••••••• S••••••• C•••••• to M•• S••••••••• I•••left Sep 6, 2011, registered Sep 1, 2011 (-5 days) · Other
- R••••• I•••• S••••• left O•••• F•• I••• for R•• P•••••• W••••• (registered 2023-08-15)Jun 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address