DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R•• P•••••• W•••••
Legal name R•• W••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 22, 2012 · 38 filings
SEC status approved since Jun 30, 2006
RAUM
$2.5B
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
84%
$2.1B individuals and HNW
Advisors
27
registered through the firm on IAPD
RAUM per advisor
$92.9M
derived; firm RAUM over IAPD count
Employees
38
23 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$2.5B as of Mar 27, 2026
Mar 22, 2012$190M then
HNW client RAUM$1.9B as of Mar 27, 2026
Mar 29, 2018$621M then
State-registered IARs (5.B.3)23 as of Mar 27, 2026
Jan 18, 20133 then
Employees (5.A)38 as of Mar 27, 2026
Jan 18, 20137 then
Private funds: no history
RAUM +18% over the last fiscal year+21% a year over threeIARs 25 to 23
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $92.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $937,595derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 3.9derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -8.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $924,279, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.9B76%
- Pension and profit-sharing plans$319M13%
- Individuals$191M7.6%
- Corporations and businesses$46.3M1.8%
- Charitable organizations$26.6M1.1%
- State and municipal entities$13.6M0.5%
- Individual clients
- 486reported
- HNW clients
- 462reported
- Pension plan clients
- 68reported
- Charitable clients
- 13reported
- Accounts
- 2,675reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $924,279 for 1 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
27 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• W•••••• M••••••• | Lancaster, Pa | Feb 23, 2000 | 26 y | 0 |
| M•••••• R•• H•••••••• | Lancaster, Pa | Apr 7, 2009 | 20 y | 0 |
| L••••• M•••••• P•••Certified Financial Planner | Wyomissing, Pa | Jan 12, 2016 | 25 y | 3 |
| T••••• D•••• R••••••Certified Financial Planner | Wyomissing, Pa | Jan 12, 2016 | 15 y | 1 |
| B•••••• K• A••••Chartered Financial Analyst | Lancaster, Pa | Dec 7, 2016 | 14 y | 1 |
| D•••••• J••• L•••••Certified Financial Planner | Lancaster, Pa | Apr 27, 2018 | 37 y | 0 |
| D•••• M•••••• M•••••Certified Financial Planner | York, Pa | Dec 19, 2018 | 25 y | 2 |
| R••••• W••••• S••••• | Lititz, Pa | May 28, 2020 | 26 y | 1 |
| W•••••• M•••••• O•••••• | Lancaster, Pa | Aug 27, 2020 | 11 y | 0 |
| H••••• J••••• B•••••Certified Financial Planner, Chartered Financial Consultant | Lancaster, Pa | Jan 21, 2022 | 30 y | 7 |
| R••••• I•••• S••••• | Lancaster, Pa | Aug 15, 2023 | 18 y | 3 |
| S••••• A•••• B•• A••Certified Financial Planner | Lancaster, Pa | Sep 29, 2023 | 12 y | 0 |
| S••••• J••• | Lancaster, Pa | Aug 17, 2024 | 11 y | 0 |
| R••• J•••• B••••• | Lancaster, Pa | Nov 6, 2024 | 12 y | 3 |
| K••• J•••• B•••• | Lancaster, Pa | Jul 14, 2025 | 11 y | 0 |
| J••••• R• W••••• | Lancaster, Pa | Jul 28, 2025 | 12 y | 1 |
| M•••••• D• H••••••••• | Lancaster, Pa | Sep 23, 2025 | 22 y | 0 |
| A••• J•••• H••••••••Certified Financial Planner | Lancaster, Pa | Jan 7, 2026 | 16 y | 4 |
| E•••• D•••Chartered Financial Analyst | Lancaster, Pa | Mar 7, 2026 | 11 y | 0 |
| G•••••• E••••• S•••••• | Lancaster, Pa | Mar 14, 2026 | 10 y | 0 |
| M•••••• S••••• | Lancaster, Pa | Apr 8, 2026 | 9 y | 2 |
| S•••• D•••• E••••Certified Financial Planner | York, Pa | Apr 8, 2026 | 19 y | 1 |
| M•••••• G•••••• | Lancaster, Pa | May 11, 2026 | 10 y | 0 |
| M•••••• S••••• M•••••Certified Financial Planner | York, Pa | May 12, 2026 | 10 y | 1 |
| D••••• J••••••• P••••••• | Lancaster, Pa | Jun 24, 2026 | 14 y | 0 |
| A•••••• R• S•••• | Lancaster, Pa | Jul 8, 2026 | 10 y | 1 |
| A•••• M•••••••• | Lancaster, Pa | Sep 1, 2026 | 10 y | 0 |
Advisor movement
9 left, 6 joined in 12 months
net -3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 33% of current headcount14 left over 36 months
Left, latest
- A•• L••• M••••••• to S••••Jun 11, 2026 · RIA to RIA
- R••• M••••••••• to J• W• C••• A•••••••• I•••May 12, 2026 · RIA to affiliated broker-dealer or bank
- H•••• M•••• S••••••• to A•• P•••••• W•••••Feb 12, 2026 · RIA to a newly registered adviser
- T•••• L•• H••••• to A•• P•••••• W•••••Feb 12, 2026 · RIA to a newly registered adviser
- M••••• G•••• F••••• to A•• P•••••• W•••••Feb 12, 2026 · RIA to a newly registered adviser
- J••••• T••• G••••• to A•• P•••••• W•••••Feb 12, 2026 · RIA to a newly registered adviser
- N•••••• C• M•••••• to A•• P•••••• W•••••Feb 12, 2026 · RIA to a newly registered adviser
- T•••• L•• L••••••• to H•••••••• F•••••••• G•••• L••Jan 28, 2026 · RIA to RIA
- C••• M• S••••••• to M••••• G••••• A••••••• I•••Sep 30, 2025 · RIA to RIA
- B•••••• J••• C••••••• to A•••••• W••••• M••••••••• L••Jun 3, 2025 · RIA to RIA
- J•••• J••••• P•••• to A•••••• W••••• M••••••••• L••Jun 3, 2025 · RIA to RIA
- J••• R•••••• J•••••• to P•••••••Aug 7, 2024 · RIA to a newly registered adviser
- J•• R•••••• P••••••• to C••••••Aug 5, 2024 · RIA to RIA
- J••••••• L• C••••••• to A•••••• A••••••• S•••••••Jul 1, 2024 · RIA to affiliated broker-dealer or bank
- A••••• M•••••• K•••• to E• W••••• A•••••••May 23, 2023 · RIA to RIA
Joined, latest
- A•••••• R• S•••• from A••••••••• F•••••••• S•••••••• L••Jul 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- A•• L••• M••••••• from O•••• P•••••••• S••••••••• L••May 12, 2026 · RIA to RIA
- M•••••• S••••• M••••• from C•••••• S••••• • C••• I•••May 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- S•••• D•••• E•••• from F•• A••••••• I••Apr 8, 2026 · RIA to RIA
- M•••••• S••••• from A••••••••• F•••••••• S•••••••• L••Apr 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- A••• J•••• H•••••••• from C••••• I••••••••• A••••••• L••Jan 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••••• R• W••••• from J••• M••••• S••••••••• L••Jul 28, 2025 · Wirehouse to independent RIA
- R••• J•••• B••••• from F•••••••• A•••••••• L••Nov 6, 2024 · RIA to RIA
- T•••• L•• L••••••• from N••••••••• M••••• I••••••••• S•••••••••Nov 6, 2023 · Other
- R••••• I•••• S••••• from O•••• F•• I•••Aug 15, 2023 · Affiliated broker-dealer or bank to independent RIA
- H••••• J••••• B••••• from A•••••• A••••••• S•••••••Jan 21, 2022 · Affiliated broker-dealer or bank to independent RIA
- J••••••• L• C••••••• from A•••••• A••••••• S•••••••Jan 20, 2022 · Affiliated broker-dealer or bank to independent RIA
- D•••• M•••••• M••••• from M•• S••••••••• I•••Dec 19, 2018 · Other
- H•••• M•••• S••••••• from P•••• S••••••••• L••Aug 8, 2017 · Other
- J•••••• R•••••• G•••••• from D••••• W•••••• L••Dec 7, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 left for A•• P•••••• W•••••Feb 12, 2026 · Lancaster, Pa
- 2 left for A•••••• W••••• M••••••••• L••Jun 3, 2025 · Lancaster, Pa
- 2 joined from A•••••• A••••••• S•••••••Dec 31, 2021 · I••••G, Tx
- 4 joined from S••••••• F•••••••• A•••••••• L••Feb 12, 2016 · Wyomissing, Pa · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••• J••••• A• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- P•••• L•••••• M•••••• · Presidentcontrolsince 09/2018 · owns less than 5%
- M•••••••• E•••••• W•••••• · Chief Executive Officer Of R•• L••controlsince 07/2011 · owns F of R•• L••
Entity owners
- R•• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- R•• L•• ••• • R•••••• K•••• L••••• L•••insurancey
Advisers that list R•• P•••••• W••••• as a related person
- 111962 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lancaster, Pa · principal | 25 | 11 | 9 | 1 | |
| Wyomissing, Pa | 3 | 0 | 0 | ||
| York, Pa | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Wyomissing, PA4 employees
- York, PA2 employees
- Chambersburg, PA1 employees
- Exton, PA1 employees
- Allentown, PA
- Mechanicsburg, PA
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 27, 2026M•••••••• E•••••• W•••••• (CHIEF EXECUTIVE OFFICER OF R•• L••) left Schedule A between the filings of 2024-03-27 and 2026-03-27peers: independent wealth managers, $1B to $5B (1,362)
- account count surgeChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 1,090.0 to 2,675.0 (+145.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +6.0% (1206 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 1,090 to 2,675Jan 16, 2026 to Mar 27, 2026
- Advisory employees · 25 to 23Jan 16, 2026 to Mar 27, 2026
- Charity clients · 10 to 13Jan 16, 2026 to Mar 27, 2026
- Corporate clients · 17 to 21Jan 16, 2026 to Mar 27, 2026
- HNW clients · 458 to 462Jan 16, 2026 to Mar 27, 2026
- Individual clients · 536 to 486Jan 16, 2026 to Mar 27, 2026
- Pension plan clients · 67 to 68Jan 16, 2026 to Mar 27, 2026
- Assets in custody · $2.4M to $924,279Jan 16, 2026 to Mar 27, 2026
- Employees · 37 to 38Jan 16, 2026 to Mar 27, 2026
- State-registered IARs · 25 to 23Jan 16, 2026 to Mar 27, 2026
- Discretionary RAUM · $1.9B to $2.2BJan 16, 2026 to Mar 27, 2026
- HNW RAUM · $1.6B to $1.9BJan 16, 2026 to Mar 27, 2026
- Individual RAUM · $205M to $191MJan 16, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $254M to $297MJan 16, 2026 to Mar 27, 2026
- Pension RAUM · $277M to $319MJan 16, 2026 to Mar 27, 2026
- RAUM · $2.1B to $2.5BJan 16, 2026 to Mar 27, 2026
- Accounts · 1,095 to 1,090Oct 15, 2024 to Mar 28, 2025
- Charity clients · 11 to 10Oct 15, 2024 to Mar 28, 2025
- Corporate clients · 11 to 17Oct 15, 2024 to Mar 28, 2025
- HNW clients · 416 to 458Oct 15, 2024 to Mar 28, 2025
- Individual clients · 587 to 536Oct 15, 2024 to Mar 28, 2025
- Pension plan clients · 68 to 67Oct 15, 2024 to Mar 28, 2025
- Assets in custody · $3.7M to $2.4MOct 15, 2024 to Mar 28, 2025
- Employees · 35 to 37Oct 15, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 101-250Oct 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.6B to $1.9BOct 15, 2024 to Mar 28, 2025
- HNW RAUM · $1.3B to $1.6BOct 15, 2024 to Mar 28, 2025
- Individual RAUM · $222M to $205MOct 15, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $235M to $254MOct 15, 2024 to Mar 28, 2025
- Pension RAUM · $259M to $277MOct 15, 2024 to Mar 28, 2025
- RAUM · $1.8B to $2.1BOct 15, 2024 to Mar 28, 2025
- Accounts · 1,074 to 1,095Feb 21, 2024 to Mar 27, 2024
- Advisory employees · 21 to 25Feb 21, 2024 to Mar 27, 2024
- Corporate clients · 9 to 11Feb 21, 2024 to Mar 27, 2024
- HNW clients · 342 to 416Feb 21, 2024 to Mar 27, 2024
- Individual clients · 645 to 587Feb 21, 2024 to Mar 27, 2024
- Pension plan clients · 65 to 68Feb 21, 2024 to Mar 27, 2024
- Assets in custody · $14.9M to $3.7MFeb 21, 2024 to Mar 27, 2024
- Employees · 33 to 35Feb 21, 2024 to Mar 27, 2024
- Financial planning clients · 51-100 to 101-250Feb 21, 2024 to Mar 27, 2024
Signals
26 dated events
- A•• L••• M••••••• left R•• P•••••• W••••• for Seeds (registered 2026-07-08)Jun 11, 2026 · Advisor changed firm · fact
- R••• M••••••••• left R•• P•••••• W••••• for J• W• C••• A•••••••• I••• (registered 2026-05-13)May 12, 2026 · Advisor changed firm · fact
- H•••• M•••• S••••••• left R•• P•••••• W••••• for A•• P•••••• W••••• (registered 2026-02-23)Feb 12, 2026 · Advisor changed firm · fact
- N•••••• C• M•••••• left R•• P•••••• W••••• for A•• P•••••• W••••• (registered 2026-02-20)Feb 12, 2026 · Advisor changed firm · fact
- T•••• L•• H••••• left R•• P•••••• W••••• for A•• P•••••• W••••• (registered 2026-02-20)Feb 12, 2026 · Advisor changed firm · fact
- M••••• G•••• F••••• left R•• P•••••• W••••• for A•• P•••••• W••••• (registered 2026-02-20)Feb 12, 2026 · Advisor changed firm · fact
- J••••• T••• G••••• left R•• P•••••• W••••• for A•• P•••••• W••••• (registered 2026-02-20)Feb 12, 2026 · Advisor changed firm · fact
- 5 advisors left R•• P•••••• W••••• (Lancaster, PA) for A•• P•••••• W••••• on the same dayFeb 12, 2026 · Team lift-out · derived
- T•••• L•• L••••••• left R•• P•••••• W••••• for H•••••••• F•••••••• G•••• L•• (registered 2026-01-29)Jan 28, 2026 · Advisor changed firm · fact
- C••• M• S••••••• left R•• P•••••• W••••• for M••••• G••••• A••••••• I••• (registered 2025-10-09)Sep 30, 2025 · Advisor changed firm · fact
- B•••••• J••• C••••••• left R•• P•••••• W••••• for A•••••• W••••• M••••••••• L•• (registered 2025-06-03)Jun 3, 2025 · Advisor changed firm · fact
- J•••• J••••• P•••• left R•• P•••••• W••••• for A•••••• W••••• M••••••••• L•• (registered 2025-06-03)Jun 3, 2025 · Advisor changed firm · fact
- 2 advisors left R•• P•••••• W••••• (Lancaster, PA) for A•••••• W••••• M••••••••• L•• on the same dayJun 3, 2025 · Team lift-out · derived
- Alexander Nicholas Boyer (Executive Vice President) no longer on Schedule A of R•• P•••••• W••••• (listed 2024-03-27, absent 2024-10-15)Oct 15, 2024 · Control person left · inference
- J••• R•••••• J•••••• left R•• P•••••• W••••• for Pitcairn (registered 2025-01-08)Aug 7, 2024 · Advisor changed firm · fact
- J•• R•••••• P••••••• left R•• P•••••• W••••• for Corient (registered 2024-09-03)Aug 5, 2024 · Advisor changed firm · fact
- J••••••• L• C••••••• left R•• P•••••• W••••• for A•••••• A••••••• S••••••• (registered 2024-06-28)Jul 1, 2024 · Advisor changed firm · fact
- R•• P•••••• W••••• reported RAUM $1.8B, up 25% from $1.4B (2024-02-21 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- A Julie Englert (Chief Compliance Officer) appeared on Schedule A of R•• P•••••• W•••••Mar 27, 2024 · Control person joined · fact
- A••••• M•••••• K•••• left R•• P•••••• W••••• for E• W••••• A••••••• (registered 2023-08-11)May 23, 2023 · Advisor changed firm · fact
- C•••••••• P••••••• left R•• P•••••• W••••• for C••••••••• F•••••••• N•••••• (registered 2022-12-02)Nov 16, 2022 · Advisor changed firm · fact
- Jean Stephanie Etter (Chief Compliance Officer) no longer on Schedule A of R•• P•••••• W••••• (listed 2021-03-16, absent 2021-10-11)Oct 11, 2021 · Control person left · inference
- Jean Stephanie Etter (Chief Compliance Officer) appeared on Schedule A of R•• P•••••• W•••••Mar 26, 2019 · Control person joined · fact
- Alexander Nicholas Boyer (Executive Vice President) appeared on Schedule A of R•• P•••••• W•••••Mar 26, 2019 · Control person joined · fact
- Young Sarah F••••• (President) no longer on Schedule A of R•• P•••••• W••••• (listed 2018-03-29, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- Ann Theresa Muller (Chief Compliance Officer) no longer on Schedule A of R•• P•••••• W••••• (listed 2018-03-29, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 484-874-2200reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 610-376-1595reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 610-376-7340reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/rklllpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- RKLCPA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (717) 399-1700reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- rklcpa.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $92.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026