RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• R•••••• T•••••
- A••••••• I••••••••• A•••••••• L•• i••••••••• wealth currentsince Jan 8, 2026 · Dallas, Tx
- O•• P••••••• formerJul 8, 2021 to Jan 5, 2026 · Dallas, Tx
- W••••••••• P•••••••• L•• i••••••••• wealthSep 25, 2020 to Jul 30, 2021 · Torrance, Ca
- B••••• A••••••• L•• formerOct 21, 2008 to Sep 25, 2020 · Pasadena, Ca
- P•••••• A••••••••• A••••••• G••••• L•• formerOct 15, 2007 to Sep 5, 2013 · El Segundo, Ca
- P••••••• • A••••••••• I••• unclassifiedJul 27, 2006 to Nov 20, 2008 · Pasadena, Ca
- O•••• W•••••• I••• BD affiliatedJun 2, 2005 to Aug 22, 2006 · Seirra Madre, Ca
- N•• A••••••• S••••••• I•• i••••••••• wealthMay 20, 2004 to Sep 21, 2006 · Sierra Madre, Ca
- L•• F•••••••• L•• BD affiliatedAug 21, 2002 to Apr 19, 2004 · Sierra Madre, Ca
- O•• P••••••• to A••••••• I••••••••• A•••••••• L••left Jan 5, 2026, registered Jan 8, 2026 (3 days) · RIA to RIA · moved with a team
- W••••••••• P•••••••• L•• to O•• P•••••••left Jul 30, 2021, registered Jul 8, 2021 (-22 days) · RIA to a newly registered adviser · moved with a team
- B••••• A••••••• L•• to W••••••••• P•••••••• L••left Sep 25, 2020, registered Sep 25, 2020 (0 days) · RIA to RIA
- P•••••• A••••••••• A••••••• G••••• L•• to B••••• A••••••• L••left Sep 5, 2013, registered Oct 21, 2008 (-1780 days) · Other
- P••••••• • A••••••••• I••• to P•••••• A••••••••• A••••••• G••••• L••left Nov 20, 2008, registered Oct 15, 2007 (-402 days) · Other
- N•• A••••••• S••••••• I•• to O•••• W•••••• I•••left Sep 21, 2006, registered Jun 2, 2005 (-476 days) · Other
- O•••• W•••••• I••• to P••••••• • A••••••••• I•••left Aug 22, 2006, registered Jul 27, 2006 (-26 days) · Other
- L•• F•••••••• L•• to N•• A••••••• S••••••• I••left Apr 19, 2004, registered May 20, 2004 (31 days) · Other
- B•••• R•••••• T••••• left O•• P••••••• for A••••••• I••••••••• A•••••••• L•• (registered 2026-01-08)Jan 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address