DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas J Harrington
Certified Financial Planner
Feed of 09/14/2026
Also filed as Levine
At current firm
4 y
since Dec 9, 2021
In the industry
25 y
since Nov 3, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Provise Management Group, LLC independent RIA currentsince Dec 9, 2021 · Clearwater, Fl
- Kestra Advisory Services, LLC BD affiliatedApr 28, 2016 to Nov 16, 2021 · Austin, Tx
- Nfp Advisor Services, LLC formerJul 30, 2014 to Sep 22, 2016 · Tampa, Fl
- Raymond James & Associates, Inc. national BDOct 18, 2007 to Aug 20, 2014 · St. Petersburg, Fl
- Td Ameritrade, Inc. formerJun 17, 2004 to Feb 1, 2006 · St Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- Kestra Advisory Services, LLC to Provise Management Group, LLCleft Nov 16, 2021, registered Dec 9, 2021 (23 days) · Affiliated broker-dealer or bank to independent RIA
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Apr 28, 2016 (-147 days) · corporate re-registration, not a move
- Raymond James & Associates, Inc. to Nfp Advisor Services, LLCleft Aug 20, 2014, registered Jul 30, 2014 (-21 days) · Other
- Td Ameritrade, Inc. to Raymond James & Associates, Inc.left Feb 1, 2006, registered Oct 18, 2007 (624 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address