RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J•••• P••••
- P•• W••••• M••••••••• BD affiliated currentsince Jan 1, 2004 · Cherry Hill, Nj
- J••••• H•••••••• W••• L••••• L•• formerMay 23, 2003 to Jan 1, 2004 · Philadelphia, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 7, 2002 to Jun 3, 2003 · Mount Laurel , Nj
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to J••••• H•••••••• W••• L••••• L••left Jun 3, 2003, registered May 23, 2003 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address