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Registered advisor
T••••• L•• D•••••••
Feed of 09/14/2026
Also filed as T••••• L Britton
At current firm
9 y
since Oct 20, 2016
In the industry
20 y
since Aug 23, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Oct 20, 2016 · Blue Ash, Oh
- U•• F•••••••• S••••••• I••• wirehouseDec 7, 2015 to Oct 18, 2016 · Cincinnati, Oh
- W•••• F•••• A••••••• wirehouseOct 13, 2015 to Nov 27, 2015 · Cincinnati, Oh
- R••••• W• B•••• • C•• I••••••••• mixed wealthSep 2, 2009 to Oct 21, 2015 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Oct 18, 2016, registered Oct 20, 2016 (2 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Nov 27, 2015, registered Dec 7, 2015 (10 days) · Wirehouse to wirehouse · moved with a team
- R••••• W• B•••• • C•• I••••••••• to W•••• F•••• A•••••••left Oct 21, 2015, registered Oct 13, 2015 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address