G•••••• D••• L••••

C••••• I••••••••• A••••••• L••BD affiliatedEl Segundo, Ca dual registrantIAPD 4201957

Feed of 09/15/2026

Also filed as G••• L••••

At current firm

3 y

since Mar 21, 2023

In the industry

26 y

since Sep 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 21, 2023 · El Segundo, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
May 11, 2016 to Sep 27, 2021 · Norcross, Ga
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 25, 2016 to May 3, 2016 · Duluth, Ga
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
May 23, 2014 to Dec 24, 2015 · Norcross, Ga
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jul 29, 2013 to Apr 17, 2014 · Duluth, Ga
W•••• F•••• A••••••• wirehouse
Jun 6, 2013 to Jul 2, 2013 · Atlanta, Ga
M•• I•••••••• S•••••••• L•• BD affiliated
May 6, 2009 to Feb 25, 2013 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Sep 27, 2021, registered Mar 21, 2023 (540 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 3, 2016, registered May 11, 2016 (8 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Dec 24, 2015, registered Jan 25, 2016 (32 days) · Other
T••••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 17, 2014, registered May 23, 2014 (36 days) · Other
W•••• F•••• A••••••• to T••••••••• F•••••••• A•••••••• L••
left Jul 2, 2013, registered Jul 29, 2013 (27 days) · Other
M•• I•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Feb 25, 2013, registered Jun 6, 2013 (101 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address