R••••• A•••• T•••••••

• L•• F•••••••• L•• BD affiliated current
  since May 17, 2016 · Macomb, Mi
• H••••••••• F•••••••• A••••••• BD affiliated
  Oct 29, 2014 to May 13, 2016 · Chesterfield, Mi
• L•• F•••••••• L•• BD affiliated
  Apr 14, 2011 to Oct 22, 2014 · Shelby Twp., Mi

• H••••••••• F•••••••• A••••••• to L•• F•••••••• L••
  left May 13, 2016, registered May 17, 2016 (4 days) · Other · moved with a team
• L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••
  left Oct 22, 2014, registered Oct 29, 2014 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address