DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dean Edward Hoeger
Feed of 09/14/2026
At current firm
3 y
since Jan 5, 2023
In the industry
18 y
since May 12, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- UBS Financial Services Inc. wirehouse currentsince Jan 5, 2023 · Boston, Ma
- John Hancock Investment Management LLC asset managerNov 8, 2018 to Dec 20, 2021 · Boston, Ma
- Manulife Investment Management (US) LLC asset managerJan 11, 2016 to Nov 8, 2018 · Boston, Ma
- Signator Investors, Inc. formerOct 14, 2014 to Dec 31, 2014 · Boston, Ma
- Amundi Pioneer Institutional Asset Management, Inc. formerJul 1, 2009 to Sep 12, 2014 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- John Hancock Investment Management LLC to UBS Financial Services Inc.left Dec 20, 2021, registered Jan 5, 2023 (381 days) · Other
- Manulife Investment Management (US) LLC to John Hancock Investment Management LLCleft Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- Signator Investors, Inc. to Manulife Investment Management (US) LLCleft Dec 31, 2014, registered Jan 11, 2016 (376 days) · channel change inside one enterprise, not a move
- Amundi Pioneer Institutional Asset Management, Inc. to Signator Investors, Inc.left Sep 12, 2014, registered Oct 14, 2014 (32 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address