RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• R• W••••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Nov 1, 2016 · Greenwich, Ct
- B• R•••• W••••• M••••••••• formerDec 17, 2012 to Aug 25, 2014 · New York, Ny
- S•••••• M••••• L•• independent RIADec 21, 2009 to Dec 14, 2012 · New York, Ny
- B• R•••• W••••• M••••••••• to C•••••••• G••••• M•••••• I•••left Aug 25, 2014, registered Nov 1, 2016 (799 days) · Other
- S•••••• M••••• L•• to B• R•••• W••••• M•••••••••left Dec 14, 2012, registered Dec 17, 2012 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address